354. Competent authorities should assess whether the investment firm has an appropriate …

Competent authorities should assess whether the investment firm has an appropriate organisational framework for liquidity risk management, measurement and control functions. Competent authorities should take into account all of the following criteria:

• a. whether the liquidity risk control and monitoring systems and processes are controlled by independent control functions; and
• b. whether the risk management, measurement and control functions cover liquidity risk in the investment firm, and in particular all areas where liquidity risk can be taken, mitigated or monitored.

Liquidity risk internal control framework

1. Ülevaade

1.1 Viited

1.2 Tuvastatud nõuded

1.3 Seotud standardid

2. Tuvastatud nõuded

3. Seotud standardid

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  EN: Guidelines and other publications of the European Banking Authority (EBA), https://www.eba.europa.eu/. © European Banking Authority. Reproduction is authorised provided the source is acknowledged (EBA legal notice). Divided into sections and converted into the GRCA format, the wording unchanged. Only the versions published by the EBA are authoritative.

  DE: Leitlinien und weitere Veröffentlichungen der Europäischen Bankenaufsichtsbehörde (EBA), https://www.eba.europa.eu/. © European Banking Authority. Wiedergabe mit Quellenangabe gestattet (Rechtlicher Hinweis der EBA). In Abschnitte aufgeteilt und in das GRCA-Format umgewandelt, der Wortlaut unverändert. Maßgeblich sind allein die von der EBA veröffentlichten Fassungen.