+375. When determining that an investment firm is ‘failing or likely to fail’, as reflected by an …
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375. When determining that an investment firm is ‘failing or likely to fail’, as reflected by an …
When determining that an investment firm is ‘failing or likely to fail’, as reflected by an overall SREP score of ‘F’, competent authorities, where relevant, should engage with the resolution authorities to consult on findings following the procedure specified in Article 32 of Directive 2014/59/EU. In the case of investment firms that are not subject to Directive 2014/59/EU, but which are assessed as ‘failing or likely to fail’ competent authorities should enhance engagement with the investment firm to ensure its orderly wind-down.
1. Ülevaade
1.1 Viited
1.2 Tuvastatud nõuded
1.3 Seotud standardid
2. Tuvastatud nõuded
3. Seotud standardid
- EBA -
EN: Guidelines and other publications of the European Banking Authority (EBA), https://www.eba.europa.eu/. © European Banking Authority. Reproduction is authorised provided the source is acknowledged (EBA legal notice). Divided into sections and converted into the GRCA format, the wording unchanged. Only the versions published by the EBA are authoritative.
DE: Leitlinien und weitere Veröffentlichungen der Europäischen Bankenaufsichtsbehörde (EBA), https://www.eba.europa.eu/. © European Banking Authority. Wiedergabe mit Quellenangabe gestattet (Rechtlicher Hinweis der EBA). In Abschnitte aufgeteilt und in das GRCA-Format umgewandelt, der Wortlaut unverändert. Maßgeblich sind allein die von der EBA veröffentlichten Fassungen.
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