417. When applying the SREP and these guidelines to investment firms groups, competent authorities …

When applying the SREP and these guidelines to investment firms groups, competent authorities should assess the viability of the group as a whole, as well as its individual entities, while seeking to avoid the unnecessary duplication of supervisory requirements. This can be done by dividing the process into two stages: (1) competent authorities make an initial assessment of entities under their direct supervision, and (2) competent authorities coordinate the assessment, where established within the framework of colleges of supervisors pursuant to the requirements of Articles 48(2) and Article 49 of Directive (EU) 2019/2034.

1. Ülevaade

1.1 Viited

• Artikkel 49 Koostöönõuded

1.2 Tuvastatud nõuded

1.3 Seotud standardid

2. Tuvastatud nõuded

3. Seotud standardid

• EBA -

  EN: Guidelines and other publications of the European Banking Authority (EBA), https://www.eba.europa.eu/. © European Banking Authority. Reproduction is authorised provided the source is acknowledged (EBA legal notice). Divided into sections and converted into the GRCA format, the wording unchanged. Only the versions published by the EBA are authoritative.

  DE: Leitlinien und weitere Veröffentlichungen der Europäischen Bankenaufsichtsbehörde (EBA), https://www.eba.europa.eu/. © European Banking Authority. Wiedergabe mit Quellenangabe gestattet (Rechtlicher Hinweis der EBA). In Abschnitte aufgeteilt und in das GRCA-Format umgewandelt, der Wortlaut unverändert. Maßgeblich sind allein die von der EBA veröffentlichten Fassungen.