+Article 11 7

Article 11 7

7.   The insurance policy referred to in point (b) of paragraph 2 shall include, without being limited to, coverage against the risk of:

(a)

loss of documents;

(b)

misrepresentations or misleading statements made;

(c)

acts, errors or omissions resulting in a breach of:

(i)

legal and regulatory obligations;

(ii)

duty of skill and care towards clients;

(iii)

obligations of confidentiality;

(d)

failure to establish, implement and maintain appropriate procedures to prevent conflicts of interest;

(e)

losses arising from business disruption, system failures or process management;

(f)

where applicable to the business model, gross negligence in carrying out asset valuation or credit pricing and scoring.

1. Ülevaade

,

1.1 Viited

1.2 Tuvastatud nõuded

1.3 Seotud standardid

2. Tuvastatud nõuded

Nõuded

3. Seotud standardid

Standardid
  • Builddate: 20.10.2020 00:00:00 -Doknr: CELEX:32020R1503
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