Assessment Objective

Determine if:

• AU-02a. [Assignment: event types] that the system is capable of logging are identified in support of the audit logging function;
• AU-02b. the event logging function is coordinated with other organizational entities requiring audit-related information to guide and inform the selection criteria for events to be logged;
• AU-02c.
  • AU-02c.[01] [Assignment: event types (subset of AU-02_ODP[01])] are specified for logging within the system;
  • AU-02c.[02] the specified event types are logged within the system [Assignment: frequency or situation];
• AU-02d. a rationale is provided for why the event types selected for logging are deemed to be adequate to support after-the-fact investigations of incidents;
• AU-02e. the event types selected for logging are reviewed and updated [Assignment: frequency].

Assessment Methods

Examine

• Audit and accountability policy
• procedures addressing auditable events
• system security plan
• privacy plan
• system design documentation
• system configuration settings and associated documentation
• system audit records
• system auditable events
• other relevant documents or records

Interview

• Organizational personnel with audit and accountability responsibilities
• organizational personnel with information security and privacy responsibilities
• system/network administrators

Test

• Mechanisms implementing system auditing

Lingitud teemad

• NIST -

  EN: Publications of the National Institute of Standards and Technology (NIST), U.S. Department of Commerce, https://www.nist.gov/, from their electronic versions (OSCAL; SP 800-63-4 from its HTML version, https://pages.nist.gov/800-63-4/). Works of NIST employees are not subject to copyright protection in the United States (17 U.S.C. § 105); the OSCAL content is dedicated to the public domain worldwide (CC0 1.0); outside the United States NIST grants the right to reprint its technical series publications in all formats (NIST copyright statement). Republished courtesy of the National Institute of Standards and Technology; each document names its citation. Divided into sections and converted into the GRCA format, the wording unchanged. Only the versions published by NIST are authoritative.

  DE: Veröffentlichungen des National Institute of Standards and Technology (NIST), U.S. Department of Commerce, https://www.nist.gov/, aus ihren elektronischen Fassungen (OSCAL; SP 800-63-4 aus ihrer HTML-Fassung, https://pages.nist.gov/800-63-4/). Werke von NIST-Beschäftigten sind in den USA urheberrechtlich nicht geschützt (17 U.S.C. § 105); die OSCAL-Inhalte sind weltweit gemeinfrei gestellt (CC0 1.0); außerhalb der USA räumt das NIST das Recht ein, seine Technical-Series-Publikationen in allen Formaten neu zu veröffentlichen (Copyright-Hinweis des NIST). „Republished courtesy of the National Institute of Standards and Technology“; jedes Dokument nennt seine Zitierangabe. In Abschnitte aufgeteilt und in das GRCA-Format umgewandelt, der Wortlaut unverändert. Maßgeblich sind allein die vom NIST veröffentlichten Fassungen.