Assessment Objective

Determine if:

• SR-01a.
  • SR-01a.[01] a supply chain risk management policy is developed and documented;
  • SR-01a.[02] the supply chain risk management policy is disseminated to [Assignment: personnel or roles];
  • SR-01a.[03] supply chain risk management procedures to facilitate the implementation of the supply chain risk management policy and the associated supply chain risk management controls are developed and documented;
  • SR-01a.[04] the supply chain risk management procedures are disseminated to [Assignment: personnel or roles].
  • SR-01a.01
    • SR-01a.01(a)
      • SR-01a.01(a)[01] the [Selection (one or more): organization-level; mission/business process-level; system-level] supply chain risk management policy addresses purpose;
      • SR-01a.01(a)[02] the [Selection (one or more): organization-level; mission/business process-level; system-level] supply chain risk management policy addresses scope;
      • SR-01a.01(a)[03] [Selection (one or more): organization-level; mission/business process-level; system-level] supply chain risk management policy addresses roles;
      • SR-01a.01(a)[04] the [Selection (one or more): organization-level; mission/business process-level; system-level] supply chain risk management policy addresses responsibilities;
      • SR-01a.01(a)[05] the [Selection (one or more): organization-level; mission/business process-level; system-level] supply chain risk management policy addresses management commitment;
      • SR-01a.01(a)[06] the [Selection (one or more): organization-level; mission/business process-level; system-level] supply chain risk management policy addresses coordination among organizational entities;
      • SR-01a.01(a)[07] the [Selection (one or more): organization-level; mission/business process-level; system-level] supply chain risk management policy addresses compliance.
    • SR-01a.01(b) the [Selection (one or more): organization-level; mission/business process-level; system-level] supply chain risk management policy is consistent with applicable laws, Executive Orders, directives, regulations, policies, standards, and guidelines;
• SR-01b. the [Assignment: official] is designated to manage the development, documentation, and dissemination of the supply chain risk management policy and procedures;
• SR-01c.
  • SR-01c.01
    • SR-01c.01[01] the current supply chain risk management policy is reviewed and updated [Assignment: frequency];
    • SR-01c.01[02] the current supply chain risk management policy is reviewed and updated following [Assignment: events];
  • SR-01c.02
    • SR-01c.02[01] the current supply chain risk management procedures are reviewed and updated [Assignment: frequency];
    • SR-01c.02[02] the current supply chain risk management procedures are reviewed and updated following [Assignment: events].

Assessment Methods

Examine

• Supply chain risk management policy
• supply chain risk management procedures
• system security plan
• privacy plan
• other relevant documents or records

Interview

• Organizational personnel with supply chain risk management responsibilities
• organizational personnel with information security and privacy responsibilities
• organizational personnel with acquisition responsibilities
• organizational personnel with enterprise risk management responsibilities

Lingitud teemad

• NIST -

  https://csrc.nist.gov/pubs/sp/800/53/r5/upd1/final