+PART I GENERAL PROVISIONS
---+Article 1 Subject matter and scope
------+Article 1 1.
------+Article 1 2.
---+Article 2 Definitions
---+Article 3 General obligation to pay the annual supervisory fee
------+Article 3 1.
------+Article 3 2.
------+Article 3 3.
------+Article 3 4.
---+Article 4 Fee debtor
------+Article 4 1.
------+Article 4 2.
------+Article 4 3.
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PART I GENERAL PROVISIONS
PART I GENERAL PROVISIONS
1. Ülevaade
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Regulatsioon |
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Article 1 Subject matter and scope
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Article 2 Definitions
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Article 2
For the purposes of this Regulation, the definitions contained in Regulation (EU) No 1024/2013 and Regulation (EU) No 468/2014 (ECB/2014/17) shall apply, unless otherwise provided for, together with the following definitions:
1.
‘annual supervisory fee’ means the fee payable in respect of each supervised entity and each supervised group as calculated in accordance with the arrangements set out in Article 10(6);
2.
‘annual costs’ means the amount, as determined in accordance with the provisions of Article 5, to be recovered by the ECB via the annual supervisory fees for a specific fee period;
3.
‘fee debtor’ means the fee-paying credit institution or fee-paying branch determined in accordance with Article 4 and to which the fee notice is addressed;
4.
‘fee factors’ means the data related to a supervised entity or a supervised group defined in Article 10(3)(a) which are used to calculate the annual supervisory fee;
5.
‘fee notice’ means a notice specifying the annual supervisory fee payable by and issued to the relevant fee debtor in accordance with this Regulation;
6.
‘fee-paying credit institution’ means a credit institution established in a participating Member State;
7.
‘fee-paying branch’ means a branch established in a participating Member State by a credit institution established in a non-participating Member State;
8.
‘fee period’ means a calendar year;
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10.
‘group of fee-paying entities’ means (i) a supervised group and (ii) a number of fee-paying branches that are deemed to be one branch in accordance with Article 3(3);
11.
‘Member State’ means a Member State of the Union;
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12.
‘total assets’ means:
(a)
for a supervised group, the total value of assets as determined in accordance with Article 51 of Regulation (EU) No 468/2014 (ECB/2014/17), excluding assets of subsidiaries established in non-participating Member States and third countries unless otherwise decided by a supervised group pursuant to Article 10(3)(c);
(b)
for a fee-paying branch, the total value of assets as reported for prudential purposes. Where the total value of assets is not required to be reported for prudential purposes, total assets means the total value of assets as determined on the basis of the most recent audited annual accounts prepared in accordance with International Financial Reporting Standards (IFRS) as applicable within the Union in accordance with Regulation (EC) No 1606/2002 of the European Parliament and of the Council (
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) and, if those annual accounts are not available, the annual accounts prepared in accordance with applicable national accounting laws. For fee-paying branches that do not prepare annual accounts, total assets means the total value of assets as determined in accordance with Article 51(5) of Regulation (EU) No 468/2014 (ECB/2014/17);
(c)
for two or more fee-paying branches that are deemed to be one branch in accordance with Article 3(3), the sum of the total value of assets as determined for each fee-paying branch respectively;
(d)
in all other cases, the total value of assets as determined in accordance with Article 51 of Regulation (EU) No 468/2014 (ECB/2014/17);
13.
‘total risk exposure’ means:
(a)
for a supervised group, the amount as determined at the highest level of consolidation within the participating Member States and calculated in accordance with Article 92(3) of Regulation (EU) No 575/2013 of the European Parliament and of the Council (
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), excluding the risk exposure amount of subsidiaries established in non-participating Member States and third countries unless otherwise decided by a supervised group pursuant to Article 10(3)(c);
(b)
for a fee-paying branch and two or more fee-paying branches that are deemed to be one branch in accordance with Article 3(3), zero;
(c)
in all other cases, the amount as calculated in accordance with Article 92(3) of Regulation (EU) No 575/2013.
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Article 3 General obligation to pay the annual supervisory fee
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Article 4 Fee debtor
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1.1 Viited
1.2 Tuvastatud nõuded
1.3 Seotud standardid
2. Tuvastatud nõuded
3. Seotud standardid
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