Assessment Objectives

In addition to relevant policies, standards and procedures, the assessor shall examine, interview, and/or test to determine if appropriately scoped evidence exists to support the claim that:

• IAO-11_A01 the frequency at which to assess controls in the system and its environment of operation is defined.
  Defined parameters: at least annually
  Assessment rigor: 1
  Origin: 53A_R5_CA-02_ODP[01]
• IAO-11_A02 individuals or roles to whom control assessment results are to be provided are defined.
  Assessment rigor: 1
  Origin: 53A_R5_CA-02_ODP[02]
• IAO-11_A03 an appropriate assessor or assessment team is selected for the type of assessment to be conducted.
  Assessment rigor: 1
  Origin: 53A_R5_CA-02a.
• IAO-11_A04 a control assessment plan is developed that describes the scope of the assessment, including controls and control enhancements under assessment.
  Assessment rigor: 1
  Origin: 53A_R5_CA-02b.01
• IAO-11_A05 the control assessment plan is reviewed and approved by the authorizing official or designated representative prior to conducting the assessment.
  Assessment rigor: 1
  Origin: 53A_R5_CA-02c.
• IAO-11_A06 controls are assessed in the system and its environment of operation per an organization-defined assessment frequency to determine the extent to which the controls are implemented correctly, operating as intended and producing the desired outcome with respect to meeting established cybersecurity / data privacy requirements.
  Defined parameters: at least annually
  Assessment rigor: 1
  Origin: 53A_R5_CA-02d.[01] 53A_R5_CA-02d.[02]
• IAO-11_A07 a control assessment report is produced that documents the results of the assessment.
  Assessment rigor: 1
  Origin: 53A_R5_CA-02e.
• IAO-11_A08 the results of the control assessment are provided to individuals or roles.
  Assessment rigor: 1
  Origin: 53A_R5_CA-02f.
• IAO-11_A09 the impacted controls are implemented correctly with regard to meeting the cybersecurity / data privacy requirements for the system after system changes.
  Assessment rigor: 3
  Origin: 53A_R5_CM-04(02)[01] 53A_R5_CM-04(02)[02]
• IAO-11_A10 the impacted controls are operating as intended with regard to meeting the cybersecurity / data privacy requirements for the system after system changes.
  Assessment rigor: 3
  Origin: 53A_R5_CM-04(02)[03] 53A_R5_CM-04(02)[04]
• IAO-11_A11 the impacted controls are producing the desired outcome with regard to meeting the cybersecurity / data privacy requirements for the system after system changes.
  Assessment rigor: 3
  Origin: 53A_R5_CM-04(02)[05] 53A_R5_CM-04(02)[06]
• IAO-11_A12 a control assessment plan is developed that describes the scope of the assessment, including assessment procedures to be used to determine control effectiveness.
  Assessment rigor: 3
  Origin: 53A_R5_CA-02b.02
• IAO-11_A13 a control assessment plan is developed that describes the scope of the assessment, including the assessment environment.
  Assessment rigor: 3
  Origin: 53A_R5_CA-02b.03[01]
• IAO-11_A14 a control assessment plan is developed that describes the scope of the assessment, including the assessment team.
  Assessment rigor: 3
  Origin: 53A_R5_CA-02b.03[02]
• IAO-11_A15 a control assessment plan is developed that describes the scope of the assessment, including assessment roles and responsibilities.
  Assessment rigor: 3
  Origin: 53A_R5_CA-02b.03[03]
• IAO-11_A16 Control Validation Testing (CVT) activities evaluate the design, implementation and effectiveness of technical security, compliance and resilience controls.
  Assessment rigor: 1
  Origin: SCF Created

Linkitetyt tehtävät

• Secure Controls Framework -

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