+68. Before entering into any third-party arrangement, financial entities should: a. assess whether …
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68. Before entering into any third-party arrangement, financial entities should: a. assess whether …
Before entering into any third-party arrangement, financial entities should: - a. assess whether the third-party arrangement concerns a critical or important function, as set out in Title II;
- b. assess whether the supervisory conditions for contracting with TPSPs set out in Section 11.1 are met;
- c. identify and assess the relevant risks in relation to the third-party arrangement in accordance with Section 11.2;
- d. undertake appropriate due diligence on the prospective TPSP in accordance with Section 11.3; and
- e. identify and assess conflicts of interest that the use of TPSPs may cause in line with Section 7.
1. Vue d’ensemble
| Intitulé |
Réglementation |
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1.1 Références
1.2 Exigences identifiées
1.3 Normes associées
2. Exigences identifiées
Exigences
| Source |
Exigence |
3. Normes associées
- EBA -
EN: Guidelines and other publications of the European Banking Authority (EBA), https://www.eba.europa.eu/. © European Banking Authority. Reproduction is authorised provided the source is acknowledged (EBA legal notice). Divided into sections and converted into the GRCA format, the wording unchanged. Only the versions published by the EBA are authoritative.
DE: Leitlinien und weitere Veröffentlichungen der Europäischen Bankenaufsichtsbehörde (EBA), https://www.eba.europa.eu/. © European Banking Authority. Wiedergabe mit Quellenangabe gestattet (Rechtlicher Hinweis der EBA). In Abschnitte aufgeteilt und in das GRCA-Format umgewandelt, der Wortlaut unverändert. Maßgeblich sind allein die von der EBA veröffentlichten Fassungen.
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