Assessment Objective

Determine if:

• PM-03a.
  • PM-03a.[01] the resources needed to implement the information security program are included in capital planning and investment requests, and all exceptions are documented;
  • PM-03a.[02] the resources needed to implement the privacy program are included in capital planning and investment requests, and all exceptions are documented;
• PM-03b.
  • PM-03b.[01] the documentation required for addressing the information security program in capital planning and investment requests is prepared in accordance with applicable laws, executive orders, directives, policies, regulations, standards;
  • PM-03b.[02] the documentation required for addressing the privacy program in capital planning and investment requests is prepared in accordance with applicable laws, executive orders, directives, policies, regulations, standards;
• PM-03c.
  • PM-03c.[01] information security resources are made available for expenditure as planned;
  • PM-03c.[02] privacy resources are made available for expenditure as planned.

Assessment Methods

Examine

• Information security program plan
• Exhibit 300
• Exhibit 53
• business cases for capital planning and investment
• procedures for capital planning and investment
• documentation of exceptions to capital planning requirements
• other relevant documents or records

Interview

• Organizational personnel with information security program planning responsibilities
• organizational personnel with privacy program planning responsibilities
• organizational personnel responsible for capital planning and investment
• organizational personnel with information security responsibilities
• organizational personnel with privacy responsibilities

Test

• Organizational processes for capital planning and investment
• organizational processes for business case, Exhibit 300, and Exhibit 53 development
• mechanisms supporting the capital planning and investment process

Tickets liés

• NIST -

  https://csrc.nist.gov/pubs/sp/800/53/r5/upd1/final