79. In assessing the institution’s organisational structure, management body and committees …

In assessing the institution’s organisational structure, management body and committees, competent authorities should assess institution’s compliance with Articles 74, 88, and 91 of Directive 2013/36/EU, the EBA Guidelines on internal governance²⁷ and the Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body and key function holders²⁸ . In the context of assessing the institution’s organisational and operational structure of the institution, and where applicable that of the group, competent authorities should consider inter alia whether:

• a. it is appropriately and clearly established, with well-defined, transparent and consistent lines of responsibility, including for the management body and its committees;
• b. it is suitable for the size and the complexity of the business and operations;
• c. it is transparent to stakeholders, including staff and shareholders.

²⁷ EBA/GL/2021/05

²⁸ EBA/GL/2021/06

1. Vue d’ensemble

1.1 Références

1.2 Exigences identifiées

1.3 Normes associées

2. Exigences identifiées

3. Normes associées

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