102. When analysing the internal governance framework and institution-wide controls, competent …

When analysing the internal governance framework and institution-wide controls, competent authorities should also take into account the assessments received from AML/CFT supervisors and evaluate whether these give rise to prudential concerns. Conversely, where the competent authority’s assessment indicates the shortcomings in an institution’s internal controls and governance framework and institution-wide controls give rise to prudential concerns related to ML/TF risk and risks of non-implementation and evasion of targeted financial sanctions, competent authorities should share the outcome of that assessment with AML/CFT supervisors.

1. Vue d’ensemble

1.1 Références

1.2 Exigences identifiées

1.3 Normes associées

2. Exigences identifiées

3. Normes associées

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