+68. Before entering into any third-party arrangement, financial entities should: a. assess whether …

68. Before entering into any third-party arrangement, financial entities should: a. assess whether …

Before entering into any third-party arrangement, financial entities should:

  • a. assess whether the third-party arrangement concerns a critical or important function, as set out in Title II;
  • b. assess whether the supervisory conditions for contracting with TPSPs set out in Section 11.1 are met;
  • c. identify and assess the relevant risks in relation to the third-party arrangement in accordance with Section 11.2;
  • d. undertake appropriate due diligence on the prospective TPSP in accordance with Section 11.3; and
  • e. identify and assess conflicts of interest that the use of TPSPs may cause in line with Section 7.

1. Vue d’ensemble

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Intitulé Réglementation

1.1 Références

1.2 Exigences identifiées

1.3 Normes associées

2. Exigences identifiées

Exigences
Source Exigence

3. Normes associées

Normes
Source Exigence
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