+Article 7c 3.

Article 7c 3.

Clearing members and clients that provide clearing services shall provide the information referred to in paragraph 1:

(a) 

when they establish a client clearing relationship with a client; and

(b) 

at least on a quarterly basis.

1. Vue d’ensemble

,
Intitulé Réglementation

1.1 Références

1.2 Exigences identifiées

1.3 Normes associées

2. Exigences identifiées

Exigences
Source Exigence

3. Normes associées

Normes
Source Exigence