+Subsection 1 Joint decision process on group resolution plan and resolvability assessment
---+Article 61 Planning of the steps of the joint decision process
------+Article 61 1.
------+Article 61 2.
------+Article 61 3.
---+Article 62 Elements of the joint decision timetable
------+Article 62 1.
------+Article 62 2.
------+Article 62 3.
---+Article 63 Preliminary dialogue on the resolution strategy
---+Article 64 Information from the Union parent undertaking
------+Article 64 1.
------+Article 64 2.
------+Article 64 3.
------+Article 64 4.
---+Article 65 Transmission of information from the group-level resolution authority
------+Article 65 1.
------+Article 65 2.
------+Article 65 3.
------+Article 65 4.
------+Article 65 5.
---+Article 66 Development and circulation of the draft group resolution plan and resolvability assessment
------+Article 66 1.
------+Article 66 2.
------+Article 66 3.
---+Article 67 Consultation with resolution college members
------+Article 67 1.
------+Article 67 2.
------+Article 67 3.
------+Article 67 4.
---+Article 68 Discussion with the Union parent undertaking
---+Article 69 Dialogue on the draft resolution plan and resolvability assessment
------+Article 69 1.
------+Article 69 2.
------+Article 69 3.
------+Article 69 4.
---+Article 70 Drafting the joint decision on group resolution plan and resolvability assessment
---+Article 71 Reaching joint decision on the group resolution plan and resolvability assessment
------+Article 71 1.
------+Article 71 2.
------+Article 71 3.
------+Article 71 4.
---+Article 72 Communication of the joint decision and summary of the group resolution plan to the Union parent undertaking
------+Article 72 1.
------+Article 72 2.
------+Article 72 3.

Subsection 1 Joint decision process on group resolution plan and resolvability assessment

Subsection 1 Joint decision process on group resolution plan and resolvability assessment

1. Vue d’ensemble

,
Article 61 Planning of the steps of the joint decision process
Article 62 Elements of the joint decision timetable
Article 63 Preliminary dialogue on the resolution strategy

Article 63

Preliminary dialogue on the resolution strategy

The group-level resolution authority shall organise a preliminary dialogue with the resolution authorities of subsidiaries to perform all of the following:

(1) 

discuss a preliminary proposal on the resolution strategy for the group;

(2) 

verify whether any of the information necessary for the development of the group resolution plan and the resolvability assessment is already available to any of the competent authorities, and share this information in accordance with Article 11(2) of Directive 2014/59/EU;

(3) 

determine the additional information to be requested from the Union parent undertaking;

(4) 

agree on any contributions needed from the resolution authorities of subsidiaries to the group-level resolution authority for the development of the group resolution plan and the performance of the resolvability assessment.
Article 64 Information from the Union parent undertaking
Article 65 Transmission of information from the group-level resolution authority
Article 66 Development and circulation of the draft group resolution plan and resolvability assessment
Article 67 Consultation with resolution college members
Article 68 Discussion with the Union parent undertaking

Article 68

Discussion with the Union parent undertaking

When the group-level resolution authority organises a discussion on the draft group resolution plan and resolvability assessment with the Union parent undertaking pursuant to Article 61(2)(h) it shall do so in a timely manner and in any event within the time limits specified in the relevant step of the joint decision timetable. The group-level resolution authority shall communicate to the resolution authorities of subsidiaries any observations submitted by the Union parent undertaking during this consultation.
Article 69 Dialogue on the draft resolution plan and resolvability assessment
Article 70 Drafting the joint decision on group resolution plan and resolvability assessment

Article 70

Drafting the joint decision on group resolution plan and resolvability assessment

The group-level resolution authority shall prepare a draft joint decision on the group resolution plan and resolvability assessment. The draft joint decision shall set out all of the following:

(1) 

the names of the group-level resolution authority and the resolution authorities of subsidiaries reaching the joint decision on the group resolution plan and resolvability assessment;

(2) 

the names of the resolution authorities and competent authorities consulted in the drawing up and maintenance of the group resolution plan and the performance of the resolvability assessment, in particular:

(a) 

the names of the resolution authorities of significant branches and the resolution authorities of Member States where the entities referred to in Article 1(1)(c) and (d) of Directive 2014/59/EU are established;

(b) 

the names of the relevant competent authorities referred to in Articles 115 and 116 of Directive 2013/36/EU;

(c) 

the names of the observers where those observers were involved in the joint decision process in accordance with the terms and conditions of observers' participation as noted in the written arrangements;

(3) 

the name of the Union parent undertaking and the group entities covered by the group resolution plan and resolvability assessment, and to which the joint decision relates and applies;

(4) 

the references to the applicable Union and national law relating to the preparation, finalisation and application of the joint decision on group resolution plan and resolvability assessment;

(5) 

the date of the adoption of the joint decision on the group resolution plan and resolvability assessment, and of any relevant update thereof;

(6) 

the group resolution plan and resolvability assessment including any measures to address or remove substantive impediments to resolvability in accordance to Article 17(4), (5) and (6) and Article 18 of Directive 2014/59/EU, subject to which the joint decision is taken. Where Union parent undertaking or any of its entities are in the process of implementing those measures, then information on the timeline for their implementation shall be also provided;

(7) 

a summary of views expressed by the authorities consulted in the joint decision process on the group resolution plan and its resolvability assessment;

(8) 

where the EBA has been consulted during the joint decision process, an explanation of any deviation from the advice of the EBA.
Article 71 Reaching joint decision on the group resolution plan and resolvability assessment
Article 72 Communication of the joint decision and summary of the group resolution plan to the Union parent undertaking

1.1 Références

1.2 Exigences identifiées

1.3 Normes associées

2. Exigences identifiées

Exigences

3. Normes associées

Normes