+Article 52 3.

Article 52 3.

Investment firms shall provide a description of:

(a) 

the types of financial instruments considered;

(b) 

the range of financial instruments and providers, analysed per each type of instrument according to the scope of the service;

(c) 

where relevant, the sustainability factors taken into consideration in the selection process of financial instruments;

(d) 

when providing independent advice, how the service provided satisfies the conditions for the provision of investment advice on an independent basis, and the factors taken into consideration in the selection process used by the investment firm to recommend financial instruments, including risks, costs and complexity of the financial instruments.

1. Vue d’ensemble

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Intitulé Réglementation

1.1 Références

1.2 Exigences identifiées

1.3 Normes associées

2. Exigences identifiées

Exigences
Source Exigence

3. Normes associées

Normes
Source Exigence