Guideline 13: Coordinated supervisory action(s)

13.1 The common approach described in Guideline 12 can lead to a coordinated supervisory action, which may include coordinated or joint inspections by some or all permanent members. When deciding whether to carry out a coordinated supervisory action, permanent members should have regard to:

• (a) the nature and level of the ML/TF risk that the joint action is designed to assess or mitigate;
• (b) the specific risks or legal or regulatory provisions that form the subject matter of coordinated action, and any differences in the applicable legal and regulatory framework;
• (c) the supervisory resources available and the planned allocation of supervisory resources.

13.2 If a coordinated action is agreed on, participating permanent members should set out in writing at a minimum:

• (a) the permanent member that is responsible for coordinating an action, if necessary;
• (b) an action plan, including the nature and type of coordinated action to be taken by each permanent member, the timing of the work to be undertaken by each permanent member and the modalities of information exchange, including the sharing of information gathered during, and as a result of, the coordinated action;
• (c) the options for coordinated follow-up, if any, including, where applicable, coordinated enforcement action.

1. Forbhreathnú

1.1 Tagairtí

1.2 Ceanglais aitheanta

1.3 Caighdeáin ghaolmhara

2. Ceanglais aitheanta

3. Caighdeáin ghaolmhara

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