Article 13 1.

the management company must inform the competent authorities of its home Member State in an appropriate manner; the competent authorities of the management company’s home Member State must, without delay, transmit the information to the competent authorities of the UCITS home Member State;

leis an sainordú, caithfear gan cosc a chur ar éifeachtúlacht na maoirseachta a dhéantar ar an gcuideachta bainistíochta, agus, go háirithe, caithfear gan cosc a chur ar an gcuideachta bainistíochta gníomhú ar mhaithe le leas a n-infheisteoirí agus a gcliant ná ar an GCUI a bheith á bhainistiú ar mhaithe leis an méid sin;

when the delegation concerns the investment management, the mandate must be given only to undertakings which are authorised or registered for the purpose of asset management and subject to prudential supervision; the delegation must be in accordance with investment-allocation criteria periodically laid down by the management companies;

where the mandate concerns the investment management and is given to a third-country undertaking, cooperation between the supervisory authorities concerned must be ensured;

a mandate with regard to the core function of investment management must not be given to the depositary or to any other undertaking whose interests may conflict with those of the management company or the unit-holders;

measures must exist which enable the persons who conduct the business of the management company to monitor effectively at any time the activity of the undertaking to which the mandate is given;

leis an sainordú, caithfear gan cosc a chur ar na daoine a dhéanann gnó na cuideachta bainistíochta tuilleadh treoracha a thabhairt don ghnóthas a dtarmligtear feidhmeanna nó soláthar seirbhísí chuige tráth ar bith nó an sainordú a tharraingt siar le héifeacht láithreach i gcás inar chun leasa infheisteoirí agus cliant é déanamh amhlaidh.

ag féachaint do chineál na bhfeidhmeanna agus sholáthar na seirbhísí atá le tarmligean, ní mór don ghnóthas a bhfuil feidhmeanna nó soláthar seirbhísí le tarmligean chuige a bheith cáilithe agus in ann tabhairt faoi na feidhmeanna nó na seirbhísí i gceist a dhéanamh;

ní mór na seirbhísí agus na feidhmeanna ar tugadh cead don chuideachta bainistíochta iad a tharmligean i gcomhréir leis an Airteagal seo a liostú i réamheolairí na GCUInna; agus

ní mór don chuideachta bainistíochta a bheith in ann údar a thabhairt lena struchtúr tarmligin ar fad ar chúiseanna oibiachtúla.