+AU-06 [L] Audit Record Review, Analysis, and Reporting

AU-06 [L] Audit Record Review, Analysis, and Reporting

Control

  1. Review and analyze system audit records [Assignement: frequency] for indications of [Assignement: inappropriate or unusual activity] and the potential impact of the inappropriate or unusual activity;
  2. Report findings to [Assignement: personnel or roles] ; and
  3. Adjust the level of audit record review, analysis, and reporting within the system when there is a change in risk based on law enforcement information, intelligence information, or other credible sources of information.

Discussion

Audit record review, analysis, and reporting covers information security- and privacy-related logging performed by organizations, including logging that results from the monitoring of account usage, remote access, wireless connectivity, mobile device connection, configuration settings, system component inventory, use of maintenance tools and non-local maintenance, physical access, temperature and humidity, equipment delivery and removal, communications at system interfaces, and use of mobile code or Voice over Internet Protocol (VoIP). Findings can be reported to organizational entities that include the incident response team, help desk, and security or privacy offices. If organizations are prohibited from reviewing and analyzing audit records or unable to conduct such activities, the review or analysis may be carried out by other organizations granted such authority. The frequency, scope, and/or depth of the audit record review, analysis, and reporting may be adjusted to meet organizational needs based on new information received.

Assessment Objective

  1. system audit records are reviewed and analyzed [Assignement: frequency] for indications of [Assignement: inappropriate or unusual activity] and the potential impact of the inappropriate or unusual activity;
  2. findings are reported to [Assignement: personnel or roles];
  3. the level of audit record review, analysis, and reporting within the system is adjusted when there is a change in risk based on law enforcement information, intelligence information, or other credible sources of information.

Assessment Method

Examine

Audit and accountability policy system security plan privacy plan procedures addressing audit review, analysis, and reporting reports of audit findings records of actions taken in response to reviews/analyses of audit records other relevant documents or records

Interview

Organizational personnel with audit review, analysis, and reporting responsibilities organizational personnel with information security and privacy responsibilities

1. Forbhreathnú

1.1 Tagairtí

1.2 Ceanglais aitheanta

1.3 Rialacháin ghaolmhara

2. Ceanglais aitheanta

Ceanglais

3. Rialacháin ghaolmhara

Rialacháin

Saincheisteanna nasctha

Naisc
is blocked by AU-06 [L] Audit Record Review, Analysis, and Reporting – Assessment Procedure
is blocked by Audit Level Adjustments
is blocked by Centralized Collection of Event Logs & Security-Relevant Telemetry