+Guidelines on limits on exposures to shadow banking (EBA/GL/2015/20)
---+1. Compliance and reporting obligations
------+Status of these guidelines
---------+1. This document contains guidelines issued pursuant to Article 16 of Regulation (EU) No 1093/2010 …
---------+2. Guidelines set out the EBA’s view of appropriate supervisory practices within the European …
------+Reporting requirements
---------+3. According to Article 16(3) of Regulation (EU) No 1093/2010, competent authorities must notify …
---------+4. Notifications will be published on the EBA website, in line with Article 16(3) of Regulation …
---+2. Subject matter, scope and definitions
------+Subject matter
---------+5. These guidelines specify the methodology that should be used by institutions, as part of their …
------+Scope of application
---------+6. These guidelines fulfil the mandate given to the EBA under Article 395(2) of Regulation (EU) No …
---------+7. These guidelines build in particular on Articles 73 and 74 of Directive 2013/36/EU , which …
---------+8. These guidelines apply to exposures to shadow banking entities as defined below.
---------+9. These guidelines apply to institutions to which Part Four of Regulation (EU) No 575/2013 (Large …
------+Addressees
---------+10. These guidelines are addressed to competent authorities as defined in point (i) of Article 4(2) …
------+Definitions
---------+11. Unless otherwise specified, terms used and defined in Regulation (EU) No 575/2013 and Directive …
---+3. Implementation
------+Date of application
---------+12. These guidelines apply from 01.01.2017.
---+4. Requirements regarding limits to exposures to shadow banking entities
------+13. Institutions should comply with the general principles referred to in this section, as well as …
------+Effective processes and control mechanisms
---------+14. Institutions should: a. Identify their individual exposures to shadow banking entities, all …
------+Oversight by the management body of the institutions
---------+15. When overseeing the application of the principles referred to above as well as the application …
---------+16. The institution’s management body may delegate the reviews set out in paragraph 15 a) to d) to …
---+5. Principal approach for setting limits to exposures to shadow banking entities
------+Setting an aggregate limit on exposures to shadow banking entities
---------+17. Institutions should set an aggregate limit to their exposures to shadow banking entities …
---------+18. When setting an aggregate limit to exposures to shadow banking entities, each institution …
------+Setting individual limits on exposures to shadow banking entities
---------+19. Independently of the aggregate limit, and in addition to it, institutions should set tighter …
---+6. Fallback approach
------+20. If institutions are not able to apply the principal approach as set out in Section 5, their …
------+21. The fallback approach should be applied in the following way: a) If institutions cannot meet …
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Guidelines on limits on exposures to shadow banking (EBA/GL/2015/20)

Guidelines on limits on exposures to shadow banking (EBA/GL/2015/20)

https://www.eba.europa.eu/activities/single-rulebook/regulatory-activities/large-exposures/guidelines-limits-exposures-shadow-banking – PDF

1. Forbhreathnú

,
1. Compliance and reporting obligations

1. Compliance and reporting obligations
2. Subject matter, scope and definitions

2. Subject matter, scope and definitions
3. Implementation

3. Implementation
4. Requirements regarding limits to exposures to shadow banking entities

4. Requirements regarding limits to exposures to shadow banking entities
5. Principal approach for setting limits to exposures to shadow banking entities

5. Principal approach for setting limits to exposures to shadow banking entities
6. Fallback approach

6. Fallback approach

1.1 Tagairtí

1.2 Ceanglais aitheanta

1.3 Caighdeáin ghaolmhara

2. Ceanglais aitheanta

Ceanglais

3. Caighdeáin ghaolmhara

Caighdeáin
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