62. To inform the risk assessment of subjects of assessment which are part of a group, competent …

To inform the risk assessment of subjects of assessment which are part of a group, competent authorities, which are the lead supervisor, should cooperate and exchange relevant information with other competent authorities that are responsible for the AML/CFT supervision of parts of the group. For cross-border groups, if there is an AML/CFT college, the lead supervisor should make use of the information exchanged in the college to gather the necessary information for the risk assessment. Necessary information includes, in respect of branches or subsidiaries of subjects of assessment’s , at least information related to:

• a) the ML/TF risk profile of branches or subsidiaries as assessed by relevant competent authorities in those jurisdictions;
• b) the ML/TF risk profile of the sector that has branches or subsidiaries as assessed by the relevant authorities in those jurisdictions,
• c) findings from competent au thorities’ assessment s of the quality of controls in place within branches or subsidiaries of subjects of assessment;
• d) serious breaches or material weaknesses in branches or subsidiaries identified by relevant competent authorities in their jurisdictions;
• e) any supervisory measures and sanctions imposed on branches or subsidiaries by relevant competent authorities in their jurisdictions.

1. Pregled

1.1 Reference

1.2 Utvrđeni zahtjevi

1.3 Povezani standardi

2. Utvrđeni zahtjevi

3. Povezani standardi

• EBA -

  EN: Guidelines and other publications of the European Banking Authority (EBA), https://www.eba.europa.eu/. © European Banking Authority. Reproduction is authorised provided the source is acknowledged (EBA legal notice). Divided into sections and converted into the GRCA format, the wording unchanged. Only the versions published by the EBA are authoritative.

  DE: Leitlinien und weitere Veröffentlichungen der Europäischen Bankenaufsichtsbehörde (EBA), https://www.eba.europa.eu/. © European Banking Authority. Wiedergabe mit Quellenangabe gestattet (Rechtlicher Hinweis der EBA). In Abschnitte aufgeteilt und in das GRCA-Format umgewandelt, der Wortlaut unverändert. Maßgeblich sind allein die von der EBA veröffentlichten Fassungen.