Assessment Objective

Determine if:

• SR-11a.
  • SR-11a.[01] an anti-counterfeit policy is developed and implemented;
  • SR-11a.[02] anti-counterfeit procedures are developed and implemented;
  • SR-11a.[03] the anti-counterfeit procedures include the means to detect counterfeit components entering the system;
  • SR-11a.[04] the anti-counterfeit procedures include the means to prevent counterfeit components from entering the system;
• SR-11b. counterfeit system components are reported to [Selection (one or more): source of counterfeit component; [Assignment: external reporting organizations] ; [Assignment: personnel or roles] ].

Assessment Methods

Examine

• Supply chain risk management policy and procedures
• supply chain risk management plan
• system and services acquisition policy
• anti-counterfeit plan
• anti-counterfeit policy and procedures
• media disposal policy
• media protection policy
• incident response policy
• reports notifying developers, manufacturers, vendors, contractors, and/or external reporting organizations of counterfeit system components
• acquisition documentation
• service level agreements
• acquisition contracts for the system, system component, or system service
• inter-organizational agreements and procedures
• records of reported counterfeit system components
• system security plan
• other relevant documents or records

Interview

• Organizational personnel with system and service acquisition responsibilities
• organizational personnel with information security responsibilities
• organizational personnel with supply chain risk management responsibilities
• organizational personnel with responsibilities for anti-counterfeit policies, procedures, and reporting

Test

• Organizational processes for counterfeit prevention, detection, and reporting
• mechanisms supporting and/or implementing anti-counterfeit detection, prevention, and reporting

Povezani zadaci

• NIST -

  https://csrc.nist.gov/pubs/sp/800/53/r5/upd1/final