20. Identification of material changes or anomalies in indicators, including breaches of …

Identification of material changes or anomalies in indicators, including breaches of thresholds, should be considered by the competent authority as a prompt for further investigation, and, where relevant, they should review the assessment of the relevant SREP element in light of the new information. Specifically, the competent authority should:

1) determine the cause and make an assessment of materiality of the potential prudential impact on an institution, where relevant, engaging in the dialogue with the institution;

2) document the cause(s) and outcomes of the assessment (in order to ensure that SREP procedures are followed by all staff members of the competent authority and to keep track of the results of previous investigations); and

3) review the risk assessment and SREP score, where relevant, in light of any material new findings according to the requirements of the SREP Guidelines.

1. Áttekintés

1.1 Hivatkozások

1.2 Azonosított követelmények

1.3 Kapcsolódó szabványok

2. Azonosított követelmények

3. Kapcsolódó szabványok

• EBA -

  EN: Guidelines and other publications of the European Banking Authority (EBA), https://www.eba.europa.eu/. © European Banking Authority. Reproduction is authorised provided the source is acknowledged (EBA legal notice). Divided into sections and converted into the GRCA format, the wording unchanged. Only the versions published by the EBA are authoritative.

  DE: Leitlinien und weitere Veröffentlichungen der Europäischen Bankenaufsichtsbehörde (EBA), https://www.eba.europa.eu/. © European Banking Authority. Wiedergabe mit Quellenangabe gestattet (Rechtlicher Hinweis der EBA). In Abschnitte aufgeteilt und in das GRCA-Format umgewandelt, der Wortlaut unverändert. Maßgeblich sind allein die von der EBA veröffentlichten Fassungen.