+6. The Guidelines specify how the arrangements referred to in the previous paragraph should be …

6. The Guidelines specify how the arrangements referred to in the previous paragraph should be …

The Guidelines specify how the arrangements referred to in the previous paragraph should be reviewed and monitored by competent authorities, in the context of Article 97 of Directive 2013/36/EU (CRD) on supervisory review and evaluation process (SREP), Article 36 of Directive 2019/2034/EU (IFD) (21 ), Article 9(3) of Directive (EU) 2015/2366 (PSD 2), Article 5(5) of Directive 2009/110/EC (EMD) (22 ) and Article 35(3) of Regulation (EU) 2023/1114 (MiCAR) (23 ), thereby fulfilling the competent authorities’ duty to monitor the addressed entities' continuous compliance with the conditions of their authorization .


21 Directive (EU) 2019/2034 of the European Parliament and of the Council of 27 November 2019 on the prudential supervision of investment firms and amending Directives 2002/87/EC, 2009/65/EC, 2011/61/EU, 2013/36/EU, 2014/59/EU and 2014/65/EU (OJ L 314, 5.12.2019, pp. 64 – 114, ELI: http://data.europa.eu/eli/dir/2019/2034/oj).

22 Directive 2009/110/EC of the European Parliament and of the Council of 16 September 2009 on the taking up, pursuit and prudential supervision of the business of electronic money institutions amending Directives 2005/60/EC and 2006/48/EC and repealing Directive 2000/46/EC (OJ L 267, 10.10.2009, pp. 7 – 17, ELI: http://data.europa.eu/eli/dir/2009/110/oj).

23 Regulation (EU) 2023/1114 of the European Parliament and of the Council of 31 May 2023 on markets in crypto-assets and amending Regulations (EU) No 1093/2010 and (EU) No 1095/2010 and Directives 2013/36/EU and (EU) 2019/1937 (OJ L 150, 9.6.2023, pp. 40 – 205, ELI: http://data.europa.eu/eli/reg/2023/1114/oj).

1. Áttekintés

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Megnevezés Szabályozás

1.1 Hivatkozások

1.2 Azonosított követelmények

1.3 Kapcsolódó szabványok

2. Azonosított követelmények

Követelmények
Forrás Követelmény

3. Kapcsolódó szabványok

Szabványok
Forrás Követelmény
  • EBA -

    EN: Guidelines and other publications of the European Banking Authority (EBA), https://www.eba.europa.eu/. © European Banking Authority. Reproduction is authorised provided the source is acknowledged (EBA legal notice). Divided into sections and converted into the GRCA format, the wording unchanged. Only the versions published by the EBA are authoritative.

    DE: Leitlinien und weitere Veröffentlichungen der Europäischen Bankenaufsichtsbehörde (EBA), https://www.eba.europa.eu/. © European Banking Authority. Wiedergabe mit Quellenangabe gestattet (Rechtlicher Hinweis der EBA). In Abschnitte aufgeteilt und in das GRCA-Format umgewandelt, der Wortlaut unverändert. Maßgeblich sind allein die von der EBA veröffentlichten Fassungen.