03.03.06 Audit Record Reduction and Report Generation

Statement

• a. Implement an audit record reduction and report generation capability that supports audit record review, analysis, reporting requirements, and after-the-fact investigations of incidents.

• b. Preserve the original content and time ordering of audit records.

Guidance

Audit records are generated in [](#/cprt/framework/version/SP_800_171_3_0_0/home?element=03.03.03)03.03.03. Audit record reduction and report generation occur after audit record generation. Audit record reduction is a process that manipulates collected audit information and organizes it in a summary format that is more meaningful to analysts. Audit record reduction and report generation capabilities do not always come from the same system or organizational entities that conduct auditing activities. An audit record reduction capability can include, for example, modern data mining techniques with advanced data filters to identify anomalous behavior in audit records. The report generation capability provided by the system can help generate customizable reports. The time ordering of audit records can be a significant issue if the granularity of the time stamp in the record is insufficient.

Assessment objective

an audit record reduction and report generation capability that supports audit record review is implemented.

Assessment objective

an audit record reduction and report generation capability that supports audit record analysis is implemented.

Assessment objective

an audit record reduction and report generation capability that supports audit record reporting requirements is implemented.

Assessment objective

an audit record reduction and report generation capability that supports after-the-fact investigations of incidents is implemented.

Assessment objective

the original content of audit records is preserved.

Assessment objective

the original time ordering of audit records is preserved.

Assessment method

• audit and accountability policy and procedures procedures for audit record reduction and report generation audit record reduction, review, analysis, and reporting tools system audit records system design documentation system configuration settings system security plan other relevant documents or records

Assessment method

• personnel with audit record reduction and report generation responsibilities personnel with information security responsibilities

Assessment method

• mechanisms for supporting audit record reduction and report generation capability

1. Áttekintés

1.1 Hivatkozások

1.2 Azonosított követelmények

1.3 Kapcsolódó szabályozások

2. Azonosított követelmények

3. Kapcsolódó szabályozások

Kapcsolt feladatok

• NIST -

  EN: Publications of the National Institute of Standards and Technology (NIST), U.S. Department of Commerce, https://www.nist.gov/, from their electronic versions (OSCAL; SP 800-63-4 from its HTML version, https://pages.nist.gov/800-63-4/). Works of NIST employees are not subject to copyright protection in the United States (17 U.S.C. § 105); the OSCAL content is dedicated to the public domain worldwide (CC0 1.0); outside the United States NIST grants the right to reprint its technical series publications in all formats (NIST copyright statement). Republished courtesy of the National Institute of Standards and Technology; each document names its citation. Divided into sections and converted into the GRCA format, the wording unchanged. Only the versions published by NIST are authoritative.

  DE: Veröffentlichungen des National Institute of Standards and Technology (NIST), U.S. Department of Commerce, https://www.nist.gov/, aus ihren elektronischen Fassungen (OSCAL; SP 800-63-4 aus ihrer HTML-Fassung, https://pages.nist.gov/800-63-4/). Werke von NIST-Beschäftigten sind in den USA urheberrechtlich nicht geschützt (17 U.S.C. § 105); die OSCAL-Inhalte sind weltweit gemeinfrei gestellt (CC0 1.0); außerhalb der USA räumt das NIST das Recht ein, seine Technical-Series-Publikationen in allen Formaten neu zu veröffentlichen (Copyright-Hinweis des NIST). „Republished courtesy of the National Institute of Standards and Technology“; jedes Dokument nennt seine Zitierangabe. In Abschnitte aufgeteilt und in das GRCA-Format umgewandelt, der Wortlaut unverändert. Maßgeblich sind allein die vom NIST veröffentlichten Fassungen.