Assessment Objective

Determine if:

• CA-03a. the exchange of information between the system and other systems is approved and managed using [Selection (one or more): interconnection security agreements; information exchange security agreements; memoranda of understanding or agreement; service level agreements; user agreements; non-disclosure agreements; [Assignment: type of agreement] ];
• CA-03b.
  • CA-03b.[01] the interface characteristics are documented as part of each exchange agreement;
  • CA-03b.[02] security requirements are documented as part of each exchange agreement;
  • CA-03b.[03] privacy requirements are documented as part of each exchange agreement;
  • CA-03b.[04] controls are documented as part of each exchange agreement;
  • CA-03b.[05] responsibilities for each system are documented as part of each exchange agreement;
  • CA-03b.[06] the impact level of the information communicated is documented as part of each exchange agreement;
• CA-03c. agreements are reviewed and updated [Assignment: frequency].

Assessment Methods

Examine

• Access control policy
• procedures addressing system connections
• system and communications protection policy
• system interconnection security agreements
• information exchange security agreements
• memoranda of understanding or agreements
• service level agreements
• non-disclosure agreements
• system design documentation
• enterprise architecture
• system architecture
• system configuration settings and associated documentation
• system security plan
• privacy plan
• other relevant documents or records

Interview

• Organizational personnel with responsibilities for developing, implementing, or approving system interconnection agreements
• organizational personnel with information security and privacy responsibilities
• personnel managing the system(s) to which the interconnection security agreement applies

Kapcsolt feladatok

• NIST -

  EN: Publications of the National Institute of Standards and Technology (NIST), U.S. Department of Commerce, https://www.nist.gov/, from their electronic versions (OSCAL; SP 800-63-4 from its HTML version, https://pages.nist.gov/800-63-4/). Works of NIST employees are not subject to copyright protection in the United States (17 U.S.C. § 105); the OSCAL content is dedicated to the public domain worldwide (CC0 1.0); outside the United States NIST grants the right to reprint its technical series publications in all formats (NIST copyright statement). Republished courtesy of the National Institute of Standards and Technology; each document names its citation. Divided into sections and converted into the GRCA format, the wording unchanged. Only the versions published by NIST are authoritative.

  DE: Veröffentlichungen des National Institute of Standards and Technology (NIST), U.S. Department of Commerce, https://www.nist.gov/, aus ihren elektronischen Fassungen (OSCAL; SP 800-63-4 aus ihrer HTML-Fassung, https://pages.nist.gov/800-63-4/). Werke von NIST-Beschäftigten sind in den USA urheberrechtlich nicht geschützt (17 U.S.C. § 105); die OSCAL-Inhalte sind weltweit gemeinfrei gestellt (CC0 1.0); außerhalb der USA räumt das NIST das Recht ein, seine Technical-Series-Publikationen in allen Formaten neu zu veröffentlichen (Copyright-Hinweis des NIST). „Republished courtesy of the National Institute of Standards and Technology“; jedes Dokument nennt seine Zitierangabe. In Abschnitte aufgeteilt und in das GRCA-Format umgewandelt, der Wortlaut unverändert. Maßgeblich sind allein die vom NIST veröffentlichten Fassungen.