Assessment Objective

Determine if:

• CM-12a.
  • CM-12a.[01] the location of [Assignment: information] is identified and documented;
  • CM-12a.[02] the specific system components on which [Assignment: information] is processed are identified and documented;
  • CM-12a.[03] the specific system components on which [Assignment: information] is stored are identified and documented;
• CM-12b.
  • CM-12b.[01] the users who have access to the system and system components where [Assignment: information] is processed are identified and documented;
  • CM-12b.[02] the users who have access to the system and system components where [Assignment: information] is stored are identified and documented;
• CM-12c.
  • CM-12c.[01] changes to the location (i.e., system or system components) where [Assignment: information] is processed are documented;
  • CM-12c.[02] changes to the location (i.e., system or system components) where [Assignment: information] is stored are documented.

Assessment Methods

Examine

• Configuration management policy
• procedures addressing identification and documentation of information location
• configuration management plan
• system design documentation
• system architecture documentation
• PII inventory documentation
• data mapping documentation
• audit records
• list of users with system and system component access
• change control records
• system component inventory
• system security plan
• privacy plan
• other relevant documents or records

Interview

• Organizational personnel with responsibilities for managing information location and user access to information
• organizational personnel with responsibilities for operating, using, and/or maintaining the system
• organizational personnel with information security and privacy responsibilities
• system/network administrators
• system developers

Test

• Organizational processes governing information location
• mechanisms enforcing policies and methods for governing information location

Kapcsolt feladatok

• NIST -

  EN: Publications of the National Institute of Standards and Technology (NIST), U.S. Department of Commerce, https://www.nist.gov/, from their electronic versions (OSCAL; SP 800-63-4 from its HTML version, https://pages.nist.gov/800-63-4/). Works of NIST employees are not subject to copyright protection in the United States (17 U.S.C. § 105); the OSCAL content is dedicated to the public domain worldwide (CC0 1.0); outside the United States NIST grants the right to reprint its technical series publications in all formats (NIST copyright statement). Republished courtesy of the National Institute of Standards and Technology; each document names its citation. Divided into sections and converted into the GRCA format, the wording unchanged. Only the versions published by NIST are authoritative.

  DE: Veröffentlichungen des National Institute of Standards and Technology (NIST), U.S. Department of Commerce, https://www.nist.gov/, aus ihren elektronischen Fassungen (OSCAL; SP 800-63-4 aus ihrer HTML-Fassung, https://pages.nist.gov/800-63-4/). Werke von NIST-Beschäftigten sind in den USA urheberrechtlich nicht geschützt (17 U.S.C. § 105); die OSCAL-Inhalte sind weltweit gemeinfrei gestellt (CC0 1.0); außerhalb der USA räumt das NIST das Recht ein, seine Technical-Series-Publikationen in allen Formaten neu zu veröffentlichen (Copyright-Hinweis des NIST). „Republished courtesy of the National Institute of Standards and Technology“; jedes Dokument nennt seine Zitierangabe. In Abschnitte aufgeteilt und in das GRCA-Format umgewandelt, der Wortlaut unverändert. Maßgeblich sind allein die vom NIST veröffentlichten Fassungen.