+AU-05 [M] Response to Audit Logging Process Failures

AU-05 [M] Response to Audit Logging Process Failures

Control

  1. Alert [Assignement: personnel or roles] within [Assignement: time period] in the event of an audit logging process failure; and
  2. Take the following additional actions: [Assignement: additional actions].

Discussion

Audit logging process failures include software and hardware errors, failures in audit log capturing mechanisms, and reaching or exceeding audit log storage capacity. Organization-defined actions include overwriting oldest audit records, shutting down the system, and stopping the generation of audit records. Organizations may choose to define additional actions for audit logging process failures based on the type of failure, the location of the failure, the severity of the failure, or a combination of such factors. When the audit logging process failure is related to storage, the response is carried out for the audit log storage repository (i.e., the distinct system component where the audit logs are stored), the system on which the audit logs reside, the total audit log storage capacity of the organization (i.e., all audit log storage repositories combined), or all three. Organizations may decide to take no additional actions after alerting designated roles or personnel.

Assessment Objective

  1. [Assignement: personnel or roles] are alerted in the event of an audit logging process failure within [Assignement: time period];
  2. [Assignement: additional actions] are taken in the event of an audit logging process failure.

Assessment Method

Examine

Audit and accountability policy procedures addressing response to audit processing failures system design documentation system security plan privacy plan system configuration settings and associated documentation list of personnel to be notified in case of an audit processing failure system audit records other relevant documents or records

Interview

Organizational personnel with audit and accountability responsibilities organizational personnel with information security and privacy responsibilities system/network administrators system developers

1. Áttekintés

1.1 Hivatkozások

1.2 Azonosított követelmények

1.3 Kapcsolódó szabályozások

2. Azonosított követelmények

Követelmények

3. Kapcsolódó szabályozások

Szabályozások

Kapcsolt feladatok

Kapcsolatok
is blocked by AU-05 [M] Response to Audit Logging Process Failures – Assessment Procedure
is blocked by Response To Event Log Processing Failures