Assessment Objective

Determine if:

• AT-01a.
  • AT-01a.[01] an awareness and training policy is developed and documented;
  • AT-01a.[02] the awareness and training policy is disseminated to [Assignment: personnel or roles];
  • AT-01a.[03] awareness and training procedures to facilitate the implementation of the awareness and training policy and associated access controls are developed and documented;
  • AT-01a.[04] the awareness and training procedures are disseminated to [Assignment: personnel or roles].
  • AT-01a.01
    • AT-01a.01(a)
      • AT-01a.01(a)[01] the [Selection (one or more): organization-level; mission/business process-level; system-level] awareness and training policy addresses purpose;
      • AT-01a.01(a)[02] the [Selection (one or more): organization-level; mission/business process-level; system-level] awareness and training policy addresses scope;
      • AT-01a.01(a)[03] the [Selection (one or more): organization-level; mission/business process-level; system-level] awareness and training policy addresses roles;
      • AT-01a.01(a)[04] the [Selection (one or more): organization-level; mission/business process-level; system-level] awareness and training policy addresses responsibilities;
      • AT-01a.01(a)[05] the [Selection (one or more): organization-level; mission/business process-level; system-level] awareness and training policy addresses management commitment;
      • AT-01a.01(a)[06] the [Selection (one or more): organization-level; mission/business process-level; system-level] awareness and training policy addresses coordination among organizational entities;
      • AT-01a.01(a)[07] the [Selection (one or more): organization-level; mission/business process-level; system-level] awareness and training policy addresses compliance; and
    • AT-01a.01(b) the [Selection (one or more): organization-level; mission/business process-level; system-level] awareness and training policy is consistent with applicable laws, Executive Orders, directives, regulations, policies, standards, and guidelines; and
• AT-01b. the [Assignment: official] is designated to manage the development, documentation, and dissemination of the awareness and training policy and procedures;
• AT-01c.
  • AT-01c.01
    • AT-01c.01[01] the current awareness and training policy is reviewed and updated [Assignment: frequency];
    • AT-01c.01[02] the current awareness and training policy is reviewed and updated following [Assignment: events];
  • AT-01c.02
    • AT-01c.02[01] the current awareness and training procedures are reviewed and updated [Assignment: frequency];
    • AT-01c.02[02] the current awareness and training procedures are reviewed and updated following [Assignment: events].

Assessment Methods

Examine

• System security plan
• privacy plan
• awareness and training policy and procedures
• other relevant documents or records

Interview

• Organizational personnel with awareness and training responsibilities
• organizational personnel with information security and privacy responsibilities

Kapcsolt feladatok

• NIST -

  https://csrc.nist.gov/pubs/sp/800/53/r5/upd1/final