+Article 73 2.

Article 73 2.

When taking the decisions referred to in paragraph 1, ESMA shall take into account the nature and seriousness of the infringement, having regard to the following criteria:

(a) 

the duration and frequency of the infringement;

(b) 

whether the infringement has revealed serious or systemic weaknesses in the undertaking’s procedures or in its management systems or internal controls;

(c) 

whether financial crime has been occasioned, facilitated or otherwise attributable to the infringement;

(d) 

whether the infringement has been committed intentionally or negligently.

1. Áttekintés

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1.1 Hivatkozások

1.2 Azonosított követelmények

1.3 Kapcsolódó szabványok

2. Azonosított követelmények

Követelmények

3. Kapcsolódó szabványok

Szabványok