+Vendor Recommended Security Settings

Vendor Recommended Security Settings

Consider the security measures and settings recommended by the third-party service provider delivering the ICT service. Implement technical and organisational measures to minimise the risks related to the infrastructure used and managed by the ICT third-party service provider.

1. Áttekintés

1.1 Hivatkozások

1.2 Azonosított követelmények

1.3 Kapcsolódó szabályozások

2. Azonosított követelmények

Követelmények

3. Kapcsolódó szabályozások

Szabályozások
EULAW 9. cikk (2)
A pénzügyi szervezetek megtervezik, beszerzik és bevezetik azon IKT-biztonsági stratégiákat, szabályzatokat, eljárásokat, protokollokat és eszközöket, amelyek célja biztosítani az IKT-rendszerek rezilienciáját, folytonosságát és rendelkezésre állását – különös tekintettel azokra, amelyek kritikus vagy fontos funkciókat támogatnak –, továbbá fenntartani az adatok rendelkezésre állására, hitelességére, integritására és bizalmas kezelésére vonatkozó magas szintű normákat, legyen szó használaton kívüli, használatban lévő vagy továbbítás alatt álló adatokról.
EULAW 9. cikk (3)

A (2) bekezdésben említett célkitűzések elérése érdekében a pénzügyi szervezetek olyan IKT-megoldásokat és -folyamatokat alkalmaznak, amelyek a 4. cikkel összhangban megfelelőek. Az említett IKT-megoldásoknak és -folyamatoknak:

a) 

garantálniuk kell az adattovábbítási eszközök biztonságát;

b) 

minimalizálniuk kell az adatsérülés és -vesztés, a jogosulatlan hozzáférés, valamint az üzleti tevékenységet akadályozható technikai hibák kockázatát;

c) 

meg kell akadályozniuk az adatok rendelkezésre állásának hiányát, hitelességének és integritásának sérülését, bizalmas kezelésének megsértését és az adatvesztést;

d) 

biztosítaniuk kell az adatoknak az adatgazdálkodás során felmerülő kockázatokkal szembeni védelmét, ideértve a nem megfelelő kezelést, a feldolgozással kapcsolatos kockázatokat és az emberi hibát is.
EULAW Article 11 2.

The data and system security procedure referred to in paragraph 1 shall contain all of the following elements related to data and ICT system security, in accordance with the classification established in accordance with Article 8(1) of Regulation (EU) 2022/2554:

(a) 

the access restrictions referred to in Article 21 of this Regulation, supporting the protection requirements for each level of classification;

(b) 

the identification of a secure configuration baseline for ICT assets that minimise exposure of those ICT assets to cyber threats and measures to verify regularly that those baselines are effectively deployed;

(c) 

the identification of security measures to ensure that only authorised software is installed in ICT systems and endpoint devices;

(d) 

the identification of security measures against malicious codes;

(e) 

the identification of security measures to ensure that only authorised data storage media, systems, and endpoint devices are used to transfer and store data of the financial entity;

(f) 

the following requirements to secure the use of portable endpoint devices and private non-portable endpoint devices:

(i) 

the requirement to use a management solution to remotely manage the endpoint devices and remotely wipe the financial entity’s data;

(ii) 

the requirement to use security mechanisms that cannot be modified, removed or bypassed by staff members or ICT third-party service providers in an unauthorised manner;

(iii) 

the requirement to use removable data storage devices only where the residual ICT risk remains within the financial entity’s risk tolerance level referred to in Article 3, first subparagraph, point (a);

(g) 

the process to securely delete data, present on premises of the financial entity or stored externally, that the financial entity no longer needs to collect or to store;

(h) 

the process to securely dispose or decommission of data storage devices present on premises of the financial entity or stored externally containing confidential information;

(i) 

the identification and implementation of security measures to prevent data loss and leakage for systems and endpoint devices;

(j) 

the implementation of security measures to ensure that teleworking and the use of private endpoint devices does not adversely impact the ICT security of the financial entity;

(k) 

for ICT assets or services operated by an ICT third-party service provider, the identification and implementation of requirements to maintain digital operational resilience, in accordance with the results of the data classification and ICT risk assessment.

For the purposes of point (b), the secure configuration baseline referred to in that point shall take into account leading practices and appropriate techniques laid down in the standards defined in Article 2, point (1), of Regulation (EU) No 1025/2012.

For the purposes of point (k), financial entities shall consider the following:

(a) 

the implementation of vendor recommended settings on the elements operated by the financial entity;

(b) 

a clear allocation of information security roles and responsibilities between the financial entity and the ICT third-party service provider, in accordance with the principle of full responsibility of the financial entity over its ICT third-party service provider referred to in Article 28(1), point (a), of Regulation (EU) 2022/2554, and for financial entities referred to in Article 28(2) of that Regulation, and in accordance with the financial entity’s policy on the use of ICT services supporting critical or important functions;

(c) 

the need to ensure and maintain adequate competences within the financial entity in the management and security of the service used;

(d) 

technical and organisational measures to minimise the risks related to the infrastructure used by the ICT third-party service provider for its ICT services, considering leading practices, and standards as defined in Article 2, point (1), of Regulation (EU) No 1025/2012.
EULAW Article 20 1.
As part of their control of access management rights, financial entities shall develop, document, and implement identity management policies and procedures that ensure the unique identification and authentication of natural persons and systems accessing the financial entities’ information to enable assignment of user access rights in accordance with Article 21.