+4.6 Comportamenti vietati
---+34. Competent authorities should ensure that members of staff and members of their governance body …
---+4
------+35. Ai fini dell’articolo 4 bis , paragrafo 3, lettera a) e lettera b), punto i), della direttiva …
------+36. Ai fini dell’articolo 4 bis , paragrafo 3, primo comma, lettera a), punto i), della direttiva …
------+37. Ai fini dell’articolo 4 bis , paragrafo 3, secondo comma, della direttiva 2013/36/UE, nel …
---+4.1
------+38. Ai fini dell’articolo 4 bis , paragrafo 3, lettera b), punto i), della direttiva 2013/36/UE, le …
------+39. Ai fini dell’articolo 4 bis , paragrafo 3, lettera b), punto ii), della direttiva 2013/36/UE …
------+40. Ai fini dell’articolo 4 bis , paragrafo 3, lettera b), punto iii), della direttiva 2013/36/UE …
---+4.2
------+41. Le autorità competenti dovrebbero mettere in atto procedure che impongano ai membri del …
------+1. As defined in the EBA Outsourcing Guidelines (EBA/GL/2019/02). b) entities providing services to …
---+4.3
---+4.4

4.6 Comportamenti vietati

4.6 Comportamenti vietati

1. Panoramica

,
34. Competent authorities should ensure that members of staff and members of their governance body …

Competent authorities should ensure that members of staff and members of their governance body do not trade in, and do not recommend or induce another person to trade or not to trade in the financial instruments referred to in Article 4a(3) point (a) of Directive 2013/36/EU.
4

4
4.1

4.1
4.2

4.2
4.3

4.3
4.4

4.4

1.1 Riferimenti

1.2 Requisiti identificati

1.3 Standard correlati

2. Requisiti identificati

Requisiti

3. Standard correlati

Standard
  • EBA -

    EN: Guidelines and other publications of the European Banking Authority (EBA), https://www.eba.europa.eu/. © European Banking Authority. Reproduction is authorised provided the source is acknowledged (EBA legal notice). Divided into sections and converted into the GRCA format, the wording unchanged. Only the versions published by the EBA are authoritative.

    DE: Leitlinien und weitere Veröffentlichungen der Europäischen Bankenaufsichtsbehörde (EBA), https://www.eba.europa.eu/. © European Banking Authority. Wiedergabe mit Quellenangabe gestattet (Rechtlicher Hinweis der EBA). In Abschnitte aufgeteilt und in das GRCA-Format umgewandelt, der Wortlaut unverändert. Maßgeblich sind allein die von der EBA veröffentlichten Fassungen.