+122. Competent authorities should assess the following on a risk-based approach: a. whether …
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122. Competent authorities should assess the following on a risk-based approach: a. whether …
Competent authorities should assess the following on a risk-based approach: - a. whether financial entities monitor and manage appropriately third-party arrangements, in particular those supporting critical or important functions;
- b. whether financial entities have sufficient resources in place to monitor and manage third-party arrangements supporting critical or important functions;
- c. whether financial entities identify and manage all relevant risks; and
- d. whether financial entities identify, assess, and appropriately manage conflicts of interest with regard to any third-party arrangement, e.g. in the case of intragroup agreements or arrangements within the same institutional protection scheme.
1. Panoramica
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Regolamentazione |
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1.1 Riferimenti
1.2 Requisiti identificati
1.3 Standard correlati
2. Requisiti identificati
Requisiti
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Requisito |
3. Standard correlati
- EBA -
EN: Guidelines and other publications of the European Banking Authority (EBA), https://www.eba.europa.eu/. © European Banking Authority. Reproduction is authorised provided the source is acknowledged (EBA legal notice). Divided into sections and converted into the GRCA format, the wording unchanged. Only the versions published by the EBA are authoritative.
DE: Leitlinien und weitere Veröffentlichungen der Europäischen Bankenaufsichtsbehörde (EBA), https://www.eba.europa.eu/. © European Banking Authority. Wiedergabe mit Quellenangabe gestattet (Rechtlicher Hinweis der EBA). In Abschnitte aufgeteilt und in das GRCA-Format umgewandelt, der Wortlaut unverändert. Maßgeblich sind allein die von der EBA veröffentlichten Fassungen.
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