CM-01 Policy and Procedures – Assessment Procedure

Assessment Objective

Determine if:

CM-01a.
- CM-01a.[01] a configuration management policy is developed and documented;
- CM-01a.[02] the configuration management policy is disseminated to [Assignment: personnel or roles];
- CM-01a.[03] configuration management procedures to facilitate the implementation of the configuration management policy and associated configuration management controls are developed and documented;
- CM-01a.[04] the configuration management procedures are disseminated to [Assignment: personnel or roles];
- CM-01a.01
  - CM-01a.01(a)
    - CM-01a.01(a)[01] the [Selection (one or more): organization-level; mission/business process-level; system-level] of the configuration management policy addresses purpose;
    - CM-01a.01(a)[02] the [Selection (one or more): organization-level; mission/business process-level; system-level] of the configuration management policy addresses scope;
    - CM-01a.01(a)[03] the [Selection (one or more): organization-level; mission/business process-level; system-level] of the configuration management policy addresses roles;
    - CM-01a.01(a)[04] the [Selection (one or more): organization-level; mission/business process-level; system-level] of the configuration management policy addresses responsibilities;
    - CM-01a.01(a)[05] the [Selection (one or more): organization-level; mission/business process-level; system-level] of the configuration management policy addresses management commitment;
    - CM-01a.01(a)[06] the [Selection (one or more): organization-level; mission/business process-level; system-level] of the configuration management policy addresses coordination among organizational entities;
    - CM-01a.01(a)[07] the [Selection (one or more): organization-level; mission/business process-level; system-level] of the configuration management policy addresses compliance;
  - CM-01a.01(b) the configuration management policy is consistent with applicable laws, Executive Orders, directives, regulations, policies, standards, and guidelines;
CM-01b. the [Assignment: official] is designated to manage the development, documentation, and dissemination of the configuration management policy and procedures;
CM-01c.
- CM-01c.01
  - CM-01c.01[01] the current configuration management policy is reviewed and updated [Assignment: frequency];
  - CM-01c.01[02] the current configuration management policy is reviewed and updated following [Assignment: events];
- CM-01c.02
  - CM-01c.02[01] the current configuration management procedures are reviewed and updated [Assignment: frequency];
  - CM-01c.02[02] the current configuration management procedures are reviewed and updated following [Assignment: events].

Assessment Methods

Examine

Configuration management policy and procedures
security and privacy program policies and procedures
assessment or audit findings
documentation of security incidents or breaches
system security plan
privacy plan
risk management strategy
other relevant artifacts, documents, or records

Interview

Organizational personnel with configuration management responsibilities
organizational personnel with information security and privacy responsibilities

Ticket collegati

Collegamenti
Tipo di collegamento	Ticket
blocks	CM-01 Policy and Procedures

NIST -
EN: Publications of the National Institute of Standards and Technology (NIST), U.S. Department of Commerce, https://www.nist.gov/, from their electronic versions (OSCAL; SP 800-63-4 from its HTML version, https://pages.nist.gov/800-63-4/). Works of NIST employees are not subject to copyright protection in the United States (17 U.S.C. § 105); the OSCAL content is dedicated to the public domain worldwide (CC0 1.0); outside the United States NIST grants the right to reprint its technical series publications in all formats (NIST copyright statement). Republished courtesy of the National Institute of Standards and Technology; each document names its citation. Divided into sections and converted into the GRCA format, the wording unchanged. Only the versions published by NIST are authoritative.

DE: Veröffentlichungen des National Institute of Standards and Technology (NIST), U.S. Department of Commerce, https://www.nist.gov/, aus ihren elektronischen Fassungen (OSCAL; SP 800-63-4 aus ihrer HTML-Fassung, https://pages.nist.gov/800-63-4/). Werke von NIST-Beschäftigten sind in den USA urheberrechtlich nicht geschützt (17 U.S.C. § 105); die OSCAL-Inhalte sind weltweit gemeinfrei gestellt (CC0 1.0); außerhalb der USA räumt das NIST das Recht ein, seine Technical-Series-Publikationen in allen Formaten neu zu veröffentlichen (Copyright-Hinweis des NIST). „Republished courtesy of the National Institute of Standards and Technology“; jedes Dokument nennt seine Zitierangabe. In Abschnitte aufgeteilt und in das GRCA-Format umgewandelt, der Wortlaut unverändert. Maßgeblich sind allein die vom NIST veröffentlichten Fassungen.