+RA-03 [H] Risk Assessment
---+RA-03(01) [H] Supply Chain Risk Assessment

RA-03 [H] Risk Assessment

Control

  1. Conduct a risk assessment, including:
    1. Identifying threats to and vulnerabilities in the system;
    2. Determining the likelihood and magnitude of harm from unauthorized access, use, disclosure, disruption, modification, or destruction of the system, the information it processes, stores, or transmits, and any related information; and
    3. Determining the likelihood and impact of adverse effects on individuals arising from the processing of personally identifiable information;
  2. Integrate risk assessment results and risk management decisions from the organization and mission or business process perspectives with system-level risk assessments;
  3. Document risk assessment results in [Selection: security and privacy plans; risk assessment report; {{ insert: param, ra-03_odp.02 }} ];
  4. Review risk assessment results [Assignement: frequency];
  5. Disseminate risk assessment results to [Assignement: personnel or roles] ; and
  6. Update the risk assessment [Assignement: frequency] or when there are significant changes to the system, its environment of operation, or other conditions that may impact the security or privacy state of the system.

Discussion

Risk assessments consider threats, vulnerabilities, likelihood, and impact to organizational operations and assets, individuals, other organizations, and the Nation. Risk assessments also consider risk from external parties, including contractors who operate systems on behalf of the organization, individuals who access organizational systems, service providers, and outsourcing entities. Organizations can conduct risk assessments at all three levels in the risk management hierarchy (i.e., organization level, mission/business process level, or information system level) and at any stage in the system development life cycle. Risk assessments can also be conducted at various steps in the Risk Management Framework, including preparation, categorization, control selection, control implementation, control assessment, authorization, and control monitoring. Risk assessment is an ongoing activity carried out throughout the system development life cycle. Risk assessments can also address information related to the system, including system design, the intended use of the system, testing results, and supply chain-related information or artifacts. Risk assessments can play an important role in control selection processes, particularly during the application of tailoring guidance and in the earliest phases of capability determination.

Assessment Objective

    1. a risk assessment is conducted to identify threats to and vulnerabilities in the system;
    2. a risk assessment is conducted to determine the likelihood and magnitude of harm from unauthorized access, use, disclosure, disruption, modification, or destruction of the system; the information it processes, stores, or transmits; and any related information;
    3. a risk assessment is conducted to determine the likelihood and impact of adverse effects on individuals arising from the processing of personally identifiable information;
  2. risk assessment results and risk management decisions from the organization and mission or business process perspectives are integrated with system-level risk assessments;
  3. risk assessment results are documented in [Selection: security and privacy plans; risk assessment report; {{ insert: param, ra-03_odp.02 }} ];
  4. risk assessment results are reviewed [Assignement: frequency];
  5. risk assessment results are disseminated to [Assignement: personnel or roles];
  6. the risk assessment is updated [Assignement: frequency] or when there are significant changes to the system, its environment of operation, or other conditions that may impact the security or privacy state of the system.

Assessment Method

Examine

Risk assessment policy risk assessment procedures security and privacy planning policy and procedures procedures addressing organizational assessments of risk risk assessment risk assessment results risk assessment reviews risk assessment updates system security plan privacy plan other relevant documents or records

Interview

Organizational personnel with risk assessment responsibilities organizational personnel with security and privacy responsibilities

1. Panoramica

RA-03(01) [H] Supply Chain Risk Assessment

Control

  1. Assess supply chain risks associated with [Assignement: systems, system components, and system services] ; and
  2. Update the supply chain risk assessment [Assignement: frequency] , when there are significant changes to the relevant supply chain, or when changes to the system, environments of operation, or other conditions may necessitate a change in the supply chain.

Discussion

Supply chain-related events include disruption, use of defective components, insertion of counterfeits, theft, malicious development practices, improper delivery practices, and insertion of malicious code. These events can have a significant impact on the confidentiality, integrity, or availability of a system and its information and, therefore, can also adversely impact organizational operations (including mission, functions, image, or reputation), organizational assets, individuals, other organizations, and the Nation. The supply chain-related events may be unintentional or malicious and can occur at any point during the system life cycle. An analysis of supply chain risk can help an organization identify systems or components for which additional supply chain risk mitigations are required.

Assessment Objective

  1. supply chain risks associated with [Assignement: systems, system components, and system services] are assessed;
  2. the supply chain risk assessment is updated [Assignement: frequency] , when there are significant changes to the relevant supply chain, or when changes to the system, environments of operation, or other conditions may necessitate a change in the supply chain.

Assessment Method

Examine

Supply chain risk management policy inventory of critical systems, system components, and system services risk assessment policy security planning policy and procedures procedures addressing organizational assessments of supply chain risk risk assessment risk assessment results risk assessment reviews risk assessment updates acquisition policy system security plan supply chain risk management plan other relevant documents or records

Interview

Organizational personnel with risk assessment responsibilities organizational personnel with security responsibilities organizational personnel with supply chain risk management responsibilities

1.1 Riferimenti

1.2 Requisiti identificati

1.3 Regolamentazioni correlate

2. Requisiti identificati

Requisiti

3. Regolamentazioni correlate

Regolamentazioni

Ticket collegati

Collegamenti
is blocked by RA-03 [H] Risk Assessment – Assessment Procedure
is blocked by Functional Review Of Security, Compliance & Resilience Controls
is blocked by Risk Assessment