03.03.06 Audit Record Reduction and Report Generation

Statement

• a. Implement an audit record reduction and report generation capability that supports audit record review, analysis, reporting requirements, and after-the-fact investigations of incidents.

• b. Preserve the original content and time ordering of audit records.

Guidance

Audit records are generated in [](#/cprt/framework/version/SP_800_171_3_0_0/home?element=03.03.03)03.03.03. Audit record reduction and report generation occur after audit record generation. Audit record reduction is a process that manipulates collected audit information and organizes it in a summary format that is more meaningful to analysts. Audit record reduction and report generation capabilities do not always come from the same system or organizational entities that conduct auditing activities. An audit record reduction capability can include, for example, modern data mining techniques with advanced data filters to identify anomalous behavior in audit records. The report generation capability provided by the system can help generate customizable reports. The time ordering of audit records can be a significant issue if the granularity of the time stamp in the record is insufficient.

Assessment objective

an audit record reduction and report generation capability that supports audit record review is implemented.

Assessment objective

an audit record reduction and report generation capability that supports audit record analysis is implemented.

Assessment objective

an audit record reduction and report generation capability that supports audit record reporting requirements is implemented.

Assessment objective

an audit record reduction and report generation capability that supports after-the-fact investigations of incidents is implemented.

Assessment objective

the original content of audit records is preserved.

Assessment objective

the original time ordering of audit records is preserved.

Assessment method

• audit and accountability policy and procedures procedures for audit record reduction and report generation audit record reduction, review, analysis, and reporting tools system audit records system design documentation system configuration settings system security plan other relevant documents or records

Assessment method

• personnel with audit record reduction and report generation responsibilities personnel with information security responsibilities

Assessment method

• mechanisms for supporting audit record reduction and report generation capability

1. Panoramica

1.1 Riferimenti

1.2 Requisiti identificati

1.3 Regolamentazioni correlate

2. Requisiti identificati

3. Regolamentazioni correlate

Ticket collegati

• NIST -

  https://csrc.nist.gov/pubs/sp/800/53/r5/upd1/final