5. These Guidelines specify the internal governance arrangements, including sound risk management …

These Guidelines specify the internal governance arrangements, including sound risk management that institutions, investment firms that do not meet all the conditions to qualify as small and non-interconnected under Article 12(1) of Regulation (EU) 2019/2033 (IFR) (¹⁸ ), payment institutions, electronic money institutions, issuers of asset-referenced tokens (ARTs) and creditors as defined in point (2) of Article 4 of Directive 2014/17/EU (Mortgage Credit Directive – MCD) (¹⁹ ) which are financial institutions should implement when they rely on third-party service providers (TPSPs) to provide non-ICT services supporting (²⁰ ) functions with a particular focus on critical or important functions. These Guidelines apply to non-ICT services (hereafter ‘ services ’ ) provided by TPSPs, other than those within the scope of Chapter V of Regulation (EU) 2022/2554 (DORA).

¹⁸ Regulation (EU) 2019/2033 of the European Parliament and of the Council of 27 November 2019 on the prudential requirements of investment firms and amending Regulations (EU) No 1093/2010, (EU) No 575/2013, (EU) No 600/2014 and (EU) No 806/2014 (OJ L 314, 5.12.2019, pp. 1 – 63, ELI: http://data.europa.eu/eli/reg/2019/2033/oj).

¹⁹ Directive 2014/17/EU of the European Parliament and of the Council of 4 February 2014 on credit agreements for consumers relating to residential immovable property and amending Directives 2008/48/EC and 2013/36/EU and Regulation (EU) No 1093/2010 (OJ L 60, 28.2.2014, pp. 34 – 85, ELI: http://data.europa.eu/eli/dir/2014/17/oj).

²⁰ The wording ‘ support ’ by TPSPs may include the provision of the full function within the meaning of these guidelines.

1. Panoramica

1.1 Riferimenti

• Article 12 1.

1.2 Requisiti identificati

1.3 Standard correlati

2. Requisiti identificati

3. Standard correlati

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