+TITLE III SURVEILLANCE OF CREDIT RATING ACTIVITIES
---+CHAPTER I Registration procedure
------+Article 14 Requirement for registration
---------+Article 14 1.
---------+Article 14 2.
---------+Article 14 3.
---------+Article 14 4.
---------+Article 14 5.
------+Article 15 Application for registration
---------+Article 15 1.
---------+Article 15 2.
---------+Article 15 3.
---------+Article 15 4.
------+Article 16 Examination of the application for registration of a credit rating agency by ESMA
---------+Article 16 1.
---------+Article 16 2.
---------+Article 16 3.
---------+Article 16 4.
------+Article 17 Examination of the applications for registration of a group of credit rating agencies by ESMA
---------+Article 17 1.
---------+Article 17 2.
---------+Article 17 3.
---------+Article 17 4.
------+Article 18 Notification of a decision to register, refuse or withdraw registration, and publication of the list of registered credit rating agencies
---------+Article 18 1.
---------+Article 18 2.
---------+Article 18 3.
------+Article 19 Registration and supervisory fees
---------+Article 19 1.
---------+Article 19 2.
------+Article 20 Withdrawal of registration
---------+Article 20 1.
---------+Article 20 2.
---------+Article 20 3.
---+CHAPTER II Supervision by ESMA
------+Article 21 ESMA
---------+Article 21 1.
---------+Article 21 2.
---------+Article 21 3.
---------+Article 21 4.
---------+Article 21 4a.
---------+Article 21 4b.
---------+Article 21 5.
---------+Article 21 6.
---------+Article 21 7.
------+Article 22 Competent authorities
---------+Article 22 1.
---------+Article 22 2.
------+Article 22a Examination of compliance with methodology requirements
---------+Article 22a 1.
---------+Article 22a 2.
------+Article 23 Non-interference with content of ratings or methodologies
------+Article 23a Exercise of the powers referred to in Articles 23b to 23d
------+Article 23b Requests for information
---------+Article 23b 1.
---------+Article 23b 2.
---------+Article 23b 3.
---------+Article 23b 4.
---------+Article 23b 5.
------+Article 23c General investigations
---------+Article 23c 1.
---------+Article 23c 2.
---------+Article 23c 3.
---------+Article 23c 4.
---------+Article 23c 5.
---------+Article 23c 6.
------+Article 23d On-site inspections
---------+Article 23d 1.
---------+Article 23d 2.
---------+Article 23d 3.
---------+Article 23d 4.
---------+Article 23d 5.
---------+Article 23d 6.
---------+Article 23d 7.
---------+Article 23d 8.
---------+Article 23d 9.
------+Article 23e Procedural rules for taking supervisory measures and imposing fines
---------+Article 23e 1.
---------+Article 23e 2.
---------+Article 23e 3.
---------+Article 23e 4.
---------+Article 23e 5.
---------+Article 23e 6.
---------+Article 23e 7.
---------+Article 23e 8.
------+Article 24 Supervisory measures by ESMA
---------+Article 24 1.
---------+Article 24 2.
---------+Article 24 3.
---------+Article 24 4.
---------+Article 24 5.
------+Article 25 Hearing of the persons concerned
---------+Article 25 1.
---------+Article 25 2.
------+Article 25a Sectoral competent authorities responsible for the supervision and enforcement of Article 4(1) and Articles 5a,►M5—————◄8c and 8d
---+CHAPTER III Cooperation between ESMA, competent authorities and sectoral competent authorities
------+Article 26 Obligation to cooperate
------+Article 27 Exchange of information
---------+Article 27 1.
---------+Article 27 2.
------+Article 30 Delegation of tasks by ESMA to competent authorities
---------+Article 30 1.
---------+Article 30 2.
---------+Article 30 3.
---------+Article 30 4.
------+Article 31 Notifications and suspension requests by competent authorities
---------+Article 31 1.
---------+Article 31 2.
------+Article 32 Professional secrecy
---------+Article 32 1.
---------+Article 32 2.
---+CHAPTER IV Cooperation with third countries
------+Article 34 Agreement on exchange of information
------+Article 35 Disclosure of information from third countries
|
TITLE III SURVEILLANCE OF CREDIT RATING ACTIVITIES
TITLE III SURVEILLANCE OF CREDIT RATING ACTIVITIES
1. Panoramica
1.1 Riferimenti
1.2 Requisiti identificati
1.3 Standard correlati
2. Requisiti identificati
Requisiti
| Fonte |
Requisito |
3. Standard correlati
|