ANNEX IV

Directive 2004/39/EC

Directive 2014/65/EU

Regulation (EU) No 600/2014

Article 1(1)

Article 1(1)

Article 1(2)

Article 1(3)

Article 2(1)(a)

Article 2(1)(a)

Article 2(1)(b)

Article 2(1)(b)

Article 2(1)(c)

Article 2(1)(c)

Article 2(1)(d)

Article 2(1)(d)

Article 2(1)(e)

Article 2(1)(f)

Article 2(1)(f)

Article 2(1)(g)

Article 2(1)(g)

Article 2(1)(h)

Article 2(1)(h)

Article 2(1)(i)

Article 2(1)(i)

Article 2(1)(j)

Article 2(1)(j)

Article 2(1)(k)

Article 2(1)(k)

Article 2(1)(i)

Article 2(1)(l)

—

Article 2(1)(m)

Article 2(1)(l)

Article 2(1)(n)

Article 2(1)(m)

Article 2(2)

Article 2(2)

Article 2(3)

Article 2(4)

Article 3(1)

Article 3(1)

Article 3(2)

Article 3(3)

Article 4(1)(1)

Article 4(1)(1)

Article 4(1)(2)

Article 4(1)(2)

Article 4(1)(3)

Article 4(1)(3)

Article 4(1)(4)

Article 4(1)(4)

Article 4(1)(5)

Article 4(1)(5)

Article 4(1)(6)

Article 4(1)(6)

Article 4(1)(7)

Article 4(1)(20)

Article 4(1)(8)

Article 4(1)(7)

Article 4(1)(9)

Article 4(1)(8)

Article 4(1)(10)

Article 4(1)(9)

Article 4(1)(11)

Article 4(1)(10)

Article 4(1)(12)

Article 4(1)(11)

Article 4(1)(13)

Article 4(1)(18)

Article 4(1)(14)

Article 4(1)(21)

Article 4(1)(15)

Article 4(1)(22)

Article 4(1)(16)

Article 4(1)(14)

Article 4(1)(17)

Article 4(1)(15)

Article 4(1)(18)

Article 4(1)(44)

Article 4(1)(19)

Article 4(1)(17)

Article 4(1)(20)

Article 4(1)(55)

Article 4(1)(21)

Article 4(1)(56)

Article 4(1)(22)

Article 4(1)(26)

Article 4(1)(23)

Article 4(1)(27)

Article 4(1)(24)

Article 4(1)(28)

Article 4(1)(25)

Article 4(1)(29)

Article 4(1)(26)

Article 4(1)(30)

Article 4(1)(27)

Article 4(1)(31)

Article 4(1)(28)

Article 4(1)(32)

Article 4(1)(29)

Article 4(1)(33)

Article 4(1)(30)

Article 4(1)(35)(b)

Article 4(1)(31)

Article 4(1)(35)

Article 4(2)

Article 4(2)

Article 5(1)

Article 5(1)

Article 5(2)

Article 5(2)

Article 5(3)

Article 5(3)

Article 5(4)

Article 5(4)

Article 5(5)

—

Article 6(1)

Article 6(1)

Article 6(2)

Article 6(2)

Article 6(3)

Article 6(3)

Article 7(1)

Article 7(1)

Article 7(2)

Article 7(2)

Article 7(3)

Article 7(3)

Article 7(4)

Article 7(4) and (5)

Article 8(a)

Article 8(a)

Article 8(b)

Article 8(b)

Article 8(c)

Article 8(c)

Article 8(d)

Article 8(d)

Article 8(e)

Article 8(e)

Article 9(1)

Article 9(1) and (3)

Article 9(2)

Article 9(5)

Article 9(3)

Article 9(4)

Article 9(4)

Article 9(6)

Article 10(1)

Article 10(1)

Article 10(2)

Article 10(2)

Article 10(3)

Article 11(1)

Article 10(4)

Article 11(2)

Article 10(5)

Article 11(3)

Article 10(6)

Article 10(3), 11(4)

Article 10a(1)

Article 12(1)

Article 10a(2)

Article 12(2)

Article 10a(3)

Article 12(3)

Article 10a(4)

Article 12(4)

Article 10a(5)

Article 12(5)

Article 10a(6)

Article 12(6)

Article 10a(7)

Article 12(7)

Article 10a(8)

Article 12(8) and (9)

Article 10b(1)

Article 13(1)

Article 10b(2)

Article 13(2)

Article 10b(3)

Article 13(3)

Article 10b(4)

Article 13(4)

Article 10b(5)

Article 13(5)

Article 11

Article 14

Article 12

Article 15

Article 13(1)

Article 16(1)

Article 13(2)

Article 16(2)

Article 13(3)

Article 16(3)

Article 13(4)

Article 16(4)

Article 13(5)

Article 16(5)

Article 13(6)

Article 16(6)

Article 13(7)

Article 16(8)

Article 13(8)

Article 16(9)

Article 13(9)

Article 16(11)

Article 13(10)

Article 16(12)

Article 14(1)

Article 18(1), Article 19(1)

Article 14(2)

Article 18(2)

Article 14(3)

Article 19(4)

Article 14(4)

Article 18(3), Article 19(2)

Article 14(5)

Article 18(6), Article 19(3)

Article 14(6)

Article 18(8)

Article 14(7)

Article 18(9)

Article 15

—

Article 16(1)

Article 21(1)

Article 16(2)

Article 21(2)

Article 16(3)

—

Article 17(1)

Article 22

Article 17(2)

—

Article 18(1)

Article 23(1)

Article 18(2)

Article 23(2)

Article 18(3)

Article 23(4)

Article 19(1)

Article 24(1)

Article 19(2)

Article 24(3)

Article 19(3)

Article 24(4)

Article 19(4)

Article 25(2)

Article 19(5)

Article 25(3)

Article 19(6)

Article 25(4)

Article 19(7)

Article 25(5)

Article 19(8)

Article 25(6)

Article 19(9)

Article 24(6), Article 25(7)

Article 19(10)

Article 24(13), Article 24(14), Article 25(8)

Article 20

Article 26

Article 21(1)

Article 27(1)

Article 21(2)

Article 27(4)

Article 21(3)

Article 27(5)

Article 21(4)

Article 27(7)

Article 21(5)

Article 27(8)

Article 21(6)

Article 27(9)

Article 22(1)

Article 28(1)

Article 22(2)

Article 28(2)

Article 22(3)

Article 28(3)

Article 23(1)

Article 29(1)

Article 23(2)

Article 29(2)

Article 23(3)

Article 29(3)

Article 23(4)

Article 29(4)

Article 23(5)

Article 29(5)

Article 23(6)

Article 29(6)

Article 24(1)

Article 30(1)

Article 24(2)

Article 30(2)

Article 24(3)

Article 30(3)

Article 24(4)

Article 30(4)

Article 24(5)

Article 30(5)

Article 25(1)

Article 24

Article 25(2)

Article 25(1)

Article 25(3)

Article 26(1) and (2)

Article 25(4)

Article 26(3)

Article 25(5)

Article 26(7)

Article 25(6)

Article 26(8)

Article 25(7)

Article 26(9)

Article 26(1)

Article 31(1)

Article 26(2)

Article 31(2) and (3)

Article 27(1)

Article 14(1) to (5)

Article 27(2)

Article 14(6)

Article 27(3)

Article 15(1) to (4)

Article 27(4)

Article 16

Article 27(5)

Article 17(1)

Article 27(6)

Article 17(2)

Article 27(7)

Article 17(3)

Article 28(1)

Article 20(1)

Article 28(2)

Article 20(2)

Article 28(3)

Article 20(3)

Article 29(1)

Article 3(1), (2) and (3)

Article 29(2)

Article 4(1), (2) and (3)

Article 29(3)

Article 4(6)

Article 30(1)

Article 6(1) and (2)

Article 30(2)

Article 7(1)

Article 30(3)

Article 7(2)

Article 31(1)

Article 34(1)

Article 31(2)

Article 34(2)

Article 31(3)

Article 34(3)

Article 31(4)

Article 34(4)

Article 31(5)

Article 34(6)

Article 31(6)

Article 34(7)

Article 31(7)

Article 34(8) and (9)

Article 32(1)

Article 35(1)

Article 32(2)

Article 35(2)

Article 32(3)

Article 35(3)

Article 32(4)

Article 35(4)

Article 32(5)

Article 35(5)

Article 32(6)

Article 35(6)

Article 32(7)

Article 35(8)

Article 32(8)

Article 35(9)

Article 32(9)

Article 35(10)

Article 32(10)

Article 35(11) and (12)

Article 33(1)

Article 36(1)

Article 33(2)

Article 36(2)

Article 34(1)

Article 37(1)

Article 34(2)

Article 37(2)

Article 34(3)

—

Article 35(1)

Article 38(1)

Article 35(2)

Article 38(2)

Article 36(1)

Article 44(1)

Article 36(2)

Article 44(2)

Article 36(3)

Article 44(3)

Article 36(4)

Article 44(4)

Article 36(5)

Article 44(5)

Article 36(6)

Article 44(6)

Article 37(1)

Article 45(1) and (8)

Article 37(2)

Article 45(7) second subparagraph

Article 38(1)

Article 46(1)

Article 38(2)

Article 46(2)

Article 38(3)

Article 46(3)

Article 39

Article 47(1)

Article 40(1)

Article 51(1)

Article 40(2)

Article 51(2)

Article 40(3)

Article 51(3)

Article 40(4)

Article 51(4)

Article 40(5)

Article 51(5)

Article 40(6)

Article 51(6)

Article 41(1)

Article 52(1)

Article 41(2)

Article 52(2)

Article 42(1)

Article 53(1)

Article 42(2)

Article 53(2)

Article 42(3)

Article 53(3)

Article 42(4)

Article 53(4)

Article 42(5)

Article 53(5)

Article 42(6)

Article 53(6)

Article 42(7)

Article 53(7)

Article 43(1)

Article 54(1)

Article 43(2)

Article 54(2) and (3)

Article 44(1)

Article 3(1), (2) and (3)

Article 44(2)

Article 4(1), (2) and (3)

Article 44(3)

Article 4(6)

Article 45(1)

Article 6(1) and (2)

Article 45(2)

Article 7(1)

Article 45(3)

Article 7(2)

Article 46(1)

Article 55(1)

Article 46(2)

Article 55(2)

Article 47

Article 56

Article 48(1)

Article 67(1)

Article 48(2)

Article 67(2)

Article 48(3)

Article 67(3)

Article 49

Article 68

Article 50(1)

Article 69(1), 72(1)

Article 50(2)

Article 69(2)

Article 51(1)

Article 70(1) and (2)

Article 51(2)

Article 70(5)

Article 51(3)

Article 71(1)

Article 51(4)

Article 71(4)

Article 51(5)

Article 71(5)

Article 51(6)

Article 71(6)

Article 52(1)

Article 74(1)

Article 52(2)

Article 74(2)

Article 53(1)

Article 75(1)

Article 53(2)

Article 75(2)

Article 53(3)

Article 75(3)

Article 54(1)

Article 76(1)

Article 54(2)

Article 76(2)

Article 54(3)

Article 76(3)

Article 54(4)

Article 76(4)

Article 54(5)

Article 76(5)

Article 55(1)

Article 77(1)

Article 55(2)

Article 77(2)

Article 56(1)

Article 79(1)

Article 56(2)

Article 79(2)

Article 56(3)

Article 79(3)

Article 56(4)

Article 79(4)

Article 56(5)

Article 79(8)

Article 56(6)

Article 79(9)

Article 57(1)

Article 80(1)

Article 57(2)

Article 80(2)

Article 57(3)

Article 80(3) and (4)

Article 58(1)

Article 81(1)

Article 58(2)

Article 81(2)

Article 58(3)

Article 81(3)

Article 58(4)

Article 81(4)

Article 58(5)

Article 81(5)

Article 58a

Article 82

Article 59

Article 83

Article 60(1)

Article 84(1)

Article 60(2)

Article 84(2)

Article 60(3)

Article 84(3)

Article 60(4)

Article 84(4)

Article 61(1)

Article 85(1)

Article 61(2)

Article 85(2)

Article 62(1)

Article 86(1)

Article 62(2)

Article 86(2)

Article 62(3)

Article 86(3)

Article 62(4)

Article 86(4)

Article 62a(1)

Article 87(1)

Article 62a(2)

Article 87(2)

Article 63(1)

Article 88(1)

Article 63(2)

Article 88(2)

Article 64

—

—

Article 64a

—

—

Article 65

—

—

Article 66

—

—

Article 67

—

—

Article 68

—

—

Article 69

—

—

Article 70

—

—

Article 71

—

—

Article 72

—

—

Article 73

—

—

Annex I

Annex I

Annex II

Annex II