+Article 38i 1.

Article 38i 1.

ESMA shall, by decision, impose periodic penalty payments in order to compel:

(a) 

a person to put an end to an infringement in accordance with a decision taken pursuant to point (a) of Article 38g(1);

(b) 

a person referred to in Article 38b(1):

(i) 

to supply complete information which has been requested by a decision pursuant to Article 38b;

(ii) 

to submit to an investigation and in particular to produce complete records, data, procedures or any other material required and to complete and correct other information provided in an investigation launched by a decision pursuant to Article 38c;

(iii) 

to submit to an on-site inspection ordered by a decision taken pursuant to Article 38d.

1. Panoramica

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1.1 Riferimenti

1.2 Requisiti identificati

1.3 Standard correlati

2. Requisiti identificati

Requisiti

3. Standard correlati

Standard