Assessment Objective
Determine if:
- PL-04a.
- PL-04a.[01] rules that describe responsibilities and expected behavior for information and system usage, security, and privacy are established for individuals requiring access to the system;
- PL-04a.[02] rules that describe responsibilities and expected behavior for information and system usage, security, and privacy are provided to individuals requiring access to the system;
- PL-04b. before authorizing access to information and the system, a documented acknowledgement from such individuals indicating that they have read, understand, and agree to abide by the rules of behavior is received;
- PL-04c. rules of behavior are reviewed and updated [Assignment: frequency];
- PL-04d. individuals who have acknowledged a previous version of the rules of behavior are required to read and reacknowledge [Selection (one or more): [Assignment: frequency] ; when the rules are revised or updated].
Assessment Methods
Examine
- Security and privacy planning policy
- procedures addressing rules of behavior for system users
- rules of behavior
- signed acknowledgements
- records for rules of behavior reviews and updates
- other relevant documents or records
Interview
- Organizational personnel with responsibility for establishing, reviewing, and updating rules of behavior
- organizational personnel with responsibility for literacy training and awareness and role-based training
- organizational personnel who are authorized users of the system and have signed and resigned rules of behavior
- organizational personnel with information security and privacy responsibilities
Test
- Organizational processes for establishing, reviewing, disseminating, and updating rules of behavior
- mechanisms supporting and/or implementing the establishment, review, dissemination, and update of rules of behavior
Susietos užduotys
| Saito tipas | Užduotis |
|---|---|
| blocks | PL-04 [H] Rules of Behavior |