Assessment Objective

Determine if:

• RA-01a.
  • RA-01a.[01] a risk assessment policy is developed and documented;
  • RA-01a.[02] the risk assessment policy is disseminated to [Assignment: personnel or roles];
  • RA-01a.[03] risk assessment procedures to facilitate the implementation of the risk assessment policy and associated risk assessment controls are developed and documented;
  • RA-01a.[04] the risk assessment procedures are disseminated to [Assignment: personnel or roles];
  • RA-01a.01
    • RA-01a.01(a)
      • RA-01a.01(a)[01] the [Selection (one or more): organization-level; mission/business process-level; system-level] risk assessment policy addresses purpose;
      • RA-01a.01(a)[02] the [Selection (one or more): organization-level; mission/business process-level; system-level] risk assessment policy addresses scope;
      • RA-01a.01(a)[03] the [Selection (one or more): organization-level; mission/business process-level; system-level] risk assessment policy addresses roles;
      • RA-01a.01(a)[04] the [Selection (one or more): organization-level; mission/business process-level; system-level] risk assessment policy addresses responsibilities;
      • RA-01a.01(a)[05] the [Selection (one or more): organization-level; mission/business process-level; system-level] risk assessment policy addresses management commitment;
      • RA-01a.01(a)[06] the [Selection (one or more): organization-level; mission/business process-level; system-level] risk assessment policy addresses coordination among organizational entities;
      • RA-01a.01(a)[07] the [Selection (one or more): organization-level; mission/business process-level; system-level] risk assessment policy addresses compliance;
    • RA-01a.01(b) the [Selection (one or more): organization-level; mission/business process-level; system-level] risk assessment policy is consistent with applicable laws, executive orders, directives, regulations, policies, standards, and guidelines;
• RA-01b. the [Assignment: official] is designated to manage the development, documentation, and dissemination of the risk assessment policy and procedures;
• RA-01c.
  • RA-01c.01
    • RA-01c.01[01] the current risk assessment policy is reviewed and updated [Assignment: frequency];
    • RA-01c.01[02] the current risk assessment policy is reviewed and updated following [Assignment: events];
  • RA-01c.02
    • RA-01c.02[01] the current risk assessment procedures are reviewed and updated [Assignment: frequency];
    • RA-01c.02[02] the current risk assessment procedures are reviewed and updated following [Assignment: events].

Assessment Methods

Examine

• Risk assessment policy and procedures
• system security plan
• privacy plan
• other relevant documents or records

Interview

• Organizational personnel with risk assessment responsibilities
• organizational personnel with security and privacy responsibilities

Susietos užduotys

• NIST -

  https://csrc.nist.gov/pubs/sp/800/53/r5/upd1/final