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+DIRECTIVE 2002/87/EC OF THE EUROPEAN PARLIAMENT AND OF THE COUNCIL of 16 December 2002 on the supplementary supervision of credit institutions, insurance undertakings and investment firms in a financial conglomerate and amending Council Directives 73/239/EEC, 79/267/EEC, 92/49/EEC, 92/96/EEC, 93/6/EEC and 93/22/EEC, and Directives 98/78/EC and 2000/12/EC of the European Parliament and of the Council ---+CHAPTER I OBJECTIVE AND DEFINITIONS ------+Article 1 Subject matter ------+Article 2 Definitions ------+Article 3 Thresholds for identifying a financial conglomerate ---------+Article 3 1. ---------+Article 3 2. ---------+Article 3 3. ---------+Article 3 3a. ---------+Article 3 4. ---------+Article 3 5. ---------+Article 3 6. ---------+Article 3 7. ---------+Article 3 8. ---------+Article 3 9. ------+Article 4 Identifying a financial conglomerate ---------+Article 4 1. ---------+Article 4 2. ---------+Article 4 3. ---+CHAPTER II SUPPLEMENTARY SUPERVISION ------+SECTION 1 SCOPE ---------+Article 5 Scope of supplementary supervision of regulated entities referred to in Article 1 ------------+Article 5 1. ------------+Article 5 2. ------------+Article 5 3. ------------+Article 5 4. ------------+Article 5 5. ------+SECTION 2 FINANCIAL POSITION ---------+Article 6 Capital adequacy ------------+Article 6 1. ------------+Article 6 2. ------------+Article 6 3. ------------+Article 6 4. ------------+Article 6 5. ---------+Article 7 Risk concentration ------------+Article 7 1. ------------+Article 7 2. ------------+Article 7 3. ------------+Article 7 4. ------------+Article 7 5. ---------+Article 8 Intra-group transactions ------------+Article 8 1. ------------+Article 8 2. ------------+Article 8 3. ------------+Article 8 4. ------------+Article 8 5. ---------+Article 9 Internal control mechanisms and risk management processes ------------+Article 9 1. ------------+Article 9 2. ------------+Article 9 3. ------------+Article 9 4. ------------+Article 9 5. ------------+Article 9 6. ------+SECTION 3 MEASURES TO FACILITATE SUPPLEMENTARY SUPERVISION AND POWERS OF THE JOINT COMMITTEE ---------+Article 9a Role of the Joint Committee ---------+Article 9b Stress testing ------------+Article 9b 1. ------------+Article 9b 2. ---------+Article 10 Competent authority responsible for exercising supplementary supervision (the coordinator) ------------+Article 10 1. ------------+Article 10 2. ------------+Article 10 3. ---------+Article 11 Tasks of the coordinator ------------+Article 11 1. ------------+Article 11 2. ------------+Article 11 3. ------------+Article 11 4. ---------+Article 12 Cooperation and exchange of information between competent authorities ------------+Article 12 1. ------------+Article 12 2. ------------+Article 12 3. ------------+Article 12 4. ---------+Article 12a Cooperation and exchange of information with the Joint Committee ------------+Article 12a 1. ------------+Article 12a 2. ------------+Article 12a 3. ---------+Article 12b Common guidelines ------------+Article 12b 1. ------------+Article 12b 2. ---------+Article 13 Management body of mixed financial holding companies ---------+Article 14 Access to information ------------+Article 14 1. ------------+Article 14 2. ---------+Article 15 Verification ---------+Article 16 Enforcement measures ---------+Article 17 Additional powers of the competent authorities ------------+Article 17 1. ------------+Article 17 2. ------+SECTION 4 THIRD COUNTRIES ---------+Article 18 Parent undertakings in a third country ------------+Article 18 1. ------------+Article 18 1a. ------------+Article 18 2. ------------+Article 18 3. ---------+Article 19 Cooperation with third-country competent authorities ---+CHAPTER III DELEGATED ACTS AND IMPLEMENTING MEASURES ------+Article 20 Powers conferred on the Commission ------+Article 21 Committee ---------+Article 21 1. ---------+Article 21 4. ---------+Article 21 6. ------+Article 21a Technical standards ---------+Article 21a 1. ---------+Article 21a 1a. ---------+Article 21a 2. ---------+Article 21a 3. ------+Article 21b Common Guidelines ------+Article 21c Exercise of the delegation ---------+Article 21c 1. ---------+Article 21c 2. ---------+Article 21c 3. ---------+Article 21c 4. ---------+Article 21c 5. ---+CHAPTER IV AMENDMENTS TO EXISTING DIRECTIVES ------+Article 23 Amendments to Directive 79/267/EEC ------+Article 25 Amendments to Directive 92/96/EEC ------+Article 26 Amendments to Directive 93/6/EEC ------+Article 27 Amendments to Directive 93/22/EEC ------+Article 29 Amendments to Directive 2000/12/EC ---+CHAPTER V ASSET MANAGEMENT COMPANIES ------+Article 30 Asset management companies ------+Article 30a Alternative investment fund managers ---------+Article 30a 1. ---------+Article 30a 2. ------+Article 30b Accessibility of information on the European single access point ---------+Article 30b 1. ---------+Article 30b 2. ---------+Article 30b 3. ---------+Article 30b 4. ---------+Article 30b 5. ---+CHAPTER VI TRANSITIONAL AND FINAL PROVISIONS ------+Article 31 Report by the Commission ---------+Article 31 1. ---------+Article 31 2. ------+Article 32 Transposition ------+Article 33 Entry into force ------+Article 34 Addressees ---+ANNEX I ---+ANNEX II |
English -
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DIRECTIVE 2002/87/EC OF THE EUROPEAN PARLIAMENT AND OF THE COUNCIL of 16 December 2002 on the supplementary supervision of credit institutions, insurance undertakings and investment firms in a financial conglomerate and amending Council Directives 73/239/EEC, 79/267/EEC, 92/49/EEC, 92/96/EEC, 93/6/EEC and 93/22/EEC, and Directives 98/78/EC and 2000/12/EC of the European Parliament and of the CouncilDIRECTIVE 2002/87/EC OF THE EUROPEAN PARLIAMENT AND OF THE COUNCIL of 16 December 2002 on the supplementary supervision of credit institutions, insurance undertakings and investment firms in a financial conglomerate and amending Council Directives 73/239/EEC, 79/267/EEC, 92/49/EEC, 92/96/EEC, 93/6/EEC and 93/22/EEC, and Directives 98/78/EC and 2000/12/EC of the European Parliament and of the Council 1. Apžvalga
1.1 Nuorodos1.2 Nustatyti reikalavimai1.3 Susiję standartai2. Nustatyti reikalavimai
3. Susiję standartai
Susietos užduotys
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