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+Article 31 1. |
Article 31 1.Investment firms outsourcing critical or important operational functions shall remain fully responsible for discharging all of their obligations under Directive 2014/65/EU and shall comply with the following conditions:
(a)
the outsourcing does not result in the delegation by senior management of its responsibility;
(b)
the relationship and obligations of the investment firm towards its clients under the terms of Directive 2014/65/EU is not altered;
(c)
the conditions with which the investment firm must comply in order to be authorised in accordance with Article 5 of Directive 2014/65/EU, and to remain so, are not undermined;
(d)
none of the other conditions subject to which the firm's authorisation was granted is removed or modified. 1. Apžvalga
1.1 Nuorodos1.2 Nustatyti reikalavimai1.3 Susiję standartai2. Nustatyti reikalavimai
3. Susiję standartai
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