51. Competent authorities should develop a good understanding of the ML/TF risks present in each …

Competent authorities should develop a good understanding of the ML/TF risks present in each sector under their supervision, which will allow them to prioritise their supervisory activities across and within sectors and to identify ML/TF risks that are relevant for a particular sector. The sectoral risk assessment should provide competent authorities with the basis for the individual risk assessment of subjects of assessment in that particular sector, by developing their understanding of the inherent risks within the sector to which subjects of assessment are exposed to inform the competent authority’s understanding of the extent of supervisory attention needed in the sector. Competent authorities should decide whether they have sufficient, reliable information on controls within the sector to carry out the assessment of residual risk. Should this information be deemed insufficient, competent authorities should consider using the relevant supervisory tools at their disposal to obtain sufficient information, as set out in Section 4.4.4.

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1. Pārskats

1.1 Atsauces

1.2 Identificētās prasības

1.3 Saistītie standarti

2. Identificētās prasības

3. Saistītie standarti

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  EN: Guidelines and other publications of the European Banking Authority (EBA), https://www.eba.europa.eu/. © European Banking Authority. Reproduction is authorised provided the source is acknowledged (EBA legal notice). Divided into sections and converted into the GRCA format, the wording unchanged. Only the versions published by the EBA are authoritative.

  DE: Leitlinien und weitere Veröffentlichungen der Europäischen Bankenaufsichtsbehörde (EBA), https://www.eba.europa.eu/. © European Banking Authority. Wiedergabe mit Quellenangabe gestattet (Rechtlicher Hinweis der EBA). In Abschnitte aufgeteilt und in das GRCA-Format umgewandelt, der Wortlaut unverändert. Maßgeblich sind allein die von der EBA veröffentlichten Fassungen.