167. Based on the analysis of the investment firm’s organisational structure and operating model …

Based on the analysis of the investment firm’s organisational structure and operating model, competent authorities should determine the key risks to the investment firm in case of a wind-down. Competent authorities should consider the following aspects, to the extent they are relevant for the investment firm and the information is available:

• a. the ability of the investment firm to cover its operating costs, including the costs of maintaining its key internal or outsourced process and IT systems, permitting it to continue to function at a level that allows for an orderly wind-down;
• b. the investment firm’s ability to timely dispose of its fixed assets and absorb associated losses;
• c. the investment firm’s ability to manage/dismiss its employees, considering the requirements of the relevant employment legislation, especially in cases where the investment firm has cross-border entities, and the costs it may entail (considering in particular potential severance payments);
• d. the ability of the investment firm to retain key employees to perform the wind-down and the costs it may entail; and
• e. any other operational costs or risks that could arise during the wind-down process.

1. Pārskats

1.1 Atsauces

1.2 Identificētās prasības

1.3 Saistītie standarti

2. Identificētās prasības

3. Saistītie standarti

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