+174. As a minimum, competent authorities should consider the following: a. the risk appetite with …
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174. As a minimum, competent authorities should consider the following: a. the risk appetite with …
As a minimum, competent authorities should consider the following: - a. the risk appetite with regard to Risk-to-Client, considering the business model of the investment firm;
- b. the weight of the K-factor amount for Risk-to-Client compared to the total K-factor amount;
- c. forecasts of the K-factor amount for Risk-to-Client, if available;
- d. the nature, size and composition of the investment firm’s on- and off-balance sheet client-related items;
- e. if available, the cost of operational losses on the client accounts versus fees.
1. Pārskats
1.1 Atsauces
1.2 Identificētās prasības
1.3 Saistītie standarti
2. Identificētās prasības
3. Saistītie standarti
- EBA -
EN: Guidelines and other publications of the European Banking Authority (EBA), https://www.eba.europa.eu/. © European Banking Authority. Reproduction is authorised provided the source is acknowledged (EBA legal notice). Divided into sections and converted into the GRCA format, the wording unchanged. Only the versions published by the EBA are authoritative.
DE: Leitlinien und weitere Veröffentlichungen der Europäischen Bankenaufsichtsbehörde (EBA), https://www.eba.europa.eu/. © European Banking Authority. Wiedergabe mit Quellenangabe gestattet (Rechtlicher Hinweis der EBA). In Abschnitte aufgeteilt und in das GRCA-Format umgewandelt, der Wortlaut unverändert. Maßgeblich sind allein die von der EBA veröffentlichten Fassungen.
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