+177. Competent authorities should focus on these sources of inherent risk, where relevant: a. …

177. Competent authorities should focus on these sources of inherent risk, where relevant: a. …

Competent authorities should focus on these sources of inherent risk, where relevant:

  • a. complexity of mandates, Investment Policy Statement (IPS) or strategies implemented;
  • b. client profiles (sovereign funds, institutional investors, corporate or retail) and risk tolerance;
  • c. asset classes of underlying portfolio;
  • d. amount of assets under management.

Client money held (CMH)

1. Pārskats

,

1.1 Atsauces

1.2 Identificētās prasības

1.3 Saistītie standarti

2. Identificētās prasības

Prasības

3. Saistītie standarti

Standarti
  • EBA -

    EN: Guidelines and other publications of the European Banking Authority (EBA), https://www.eba.europa.eu/. © European Banking Authority. Reproduction is authorised provided the source is acknowledged (EBA legal notice). Divided into sections and converted into the GRCA format, the wording unchanged. Only the versions published by the EBA are authoritative.

    DE: Leitlinien und weitere Veröffentlichungen der Europäischen Bankenaufsichtsbehörde (EBA), https://www.eba.europa.eu/. © European Banking Authority. Wiedergabe mit Quellenangabe gestattet (Rechtlicher Hinweis der EBA). In Abschnitte aufgeteilt und in das GRCA-Format umgewandelt, der Wortlaut unverändert. Maßgeblich sind allein die von der EBA veröffentlichten Fassungen.