+258. Competent authorities should focus on these sources of inherent regulatory, legal, and fiscal …

258. Competent authorities should focus on these sources of inherent regulatory, legal, and fiscal …

Competent authorities should focus on these sources of inherent regulatory, legal, and fiscal risks where relevant:

  • a. costs for achieving compliance with applicable regulations;
  • b. payment of fines or other sanctions for non-compliance;
  • c. tax reassessment or payment of late fees, fines and penalties;
  • d. anticipation of regulatory changes relevant for the investment firm.

1. Pārskats

,

1.1 Atsauces

1.2 Identificētās prasības

1.3 Saistītie standarti

2. Identificētās prasības

Prasības

3. Saistītie standarti

Standarti
  • EBA -

    EN: Guidelines and other publications of the European Banking Authority (EBA), https://www.eba.europa.eu/. © European Banking Authority. Reproduction is authorised provided the source is acknowledged (EBA legal notice). Divided into sections and converted into the GRCA format, the wording unchanged. Only the versions published by the EBA are authoritative.

    DE: Leitlinien und weitere Veröffentlichungen der Europäischen Bankenaufsichtsbehörde (EBA), https://www.eba.europa.eu/. © European Banking Authority. Wiedergabe mit Quellenangabe gestattet (Rechtlicher Hinweis der EBA). In Abschnitte aufgeteilt und in das GRCA-Format umgewandelt, der Wortlaut unverändert. Maßgeblich sind allein die von der EBA veröffentlichten Fassungen.