276. Competent authorities should rely on the following sources of information for the …

Competent authorities should rely on the following sources of information for the identification, assessment, and quantification of such risks or elements of risks:

• a. for investment firms that do not meet the criteria for qualifying as small on non-interconnected investment firm set out in Article 12(1) of Regulation (EU) 2019/2033, investment firms groups, and for investment firms that meet those criteria where the competent authority deems it appropriate, the ICARAP or the consolidated ICARAP in the case of an investment firm groups, and more specifically its ICAAP component, and the outcomes of its assessment by the competent authority, including the ICAAP calculations, where deemed reliable or partially reliable in accordance with paragraphs 279 to 282;
• b. for investment firms subject to Directive 2014/59/EU, the recovery plan and the outcomes of its assessment by the competent authority, considering requirements for the recovery plans applicable to the investment firm under review;
• c. supervisory reporting;
• d. the outcomes of the supervisory assessment and any benchmark calculations;
• e. the outcomes of any relevant previous supervisory activities; and
• f. any other relevant inputs, including those arising from interactions and dialogues with the investment firm, public market studies or sectoral and portfolio views.

1. Pārskats

1.1 Atsauces

• 12. pants 1.

1.2 Identificētās prasības

1.3 Saistītie standarti

2. Identificētās prasības

3. Saistītie standarti

• EBA -

  EN: Guidelines and other publications of the European Banking Authority (EBA), https://www.eba.europa.eu/. © European Banking Authority. Reproduction is authorised provided the source is acknowledged (EBA legal notice). Divided into sections and converted into the GRCA format, the wording unchanged. Only the versions published by the EBA are authoritative.

  DE: Leitlinien und weitere Veröffentlichungen der Europäischen Bankenaufsichtsbehörde (EBA), https://www.eba.europa.eu/. © European Banking Authority. Wiedergabe mit Quellenangabe gestattet (Rechtlicher Hinweis der EBA). In Abschnitte aufgeteilt und in das GRCA-Format umgewandelt, der Wortlaut unverändert. Maßgeblich sind allein die von der EBA veröffentlichten Fassungen.